Real-Time Surveillance Specialist at Nasdaq

Vilnius, Vilniaus Apskritis, Lithuania

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Not SpecifiedCompensation

Entry Level & New Grad, Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Capital Markets, Exchange TechnologyIndustries

Requirements

Education: Bachelor's degree (inferred from "Education Required: Ba")
Subject to restrictions with regards to trading in securities

Responsibilities

Perform Real-time Market Surveillance by analysing price movements, trading volumes, trading patterns and news around listed products
Analyse market anomalies, price fluctuations, trading volumes, and other key indicators to detect risks of malfunction or non-compliance with Market Abuse Regulation or Nasdaq market rules
Escalate unusual trading activity to relevant stakeholders in a timely and structured manner
Uphold orderly markets and if necessary, intervene in trading by executing trade cancellations or trading suspensions
Address market participant inquiries by providing guidance to the stakeholders on compliance with applicable rules
Perform due diligence on new exchange member applications, and present assessments and conclusions to the Nasdaq decision makers
Participate and contribute to periodic risk assessments to assess control coverage of relevant risks
Review, update, and provide recommendations to the current Surveillance procedures and policies to optimize operational activities
Participate in the regular calibration review process, including analysis of alert trends and recommendations for parameter changes that could improve the effectiveness of the Real-Time trade surveillance controls
Partner with Post-Trade analysts to assess alert generation and escalation trends to identify emerging risks and opportunities for control enhancement
Perform data analytics and process review to identify opportunities and implement solutions to enhance surveillance efficiency through pattern calibration, automation or technology innovation
Ensure that Surveillance requirements and controls are implemented for new business initiatives
Stay up-to-date with the latest financial regulations and standards (e.g., MiFID II, MAR) and ensure surveillance practices are aligned with regulatory changes
Contribute to sample-based Quality Assurance (QA) reviews

Skills

Market Surveillance

Real-Time Monitoring

Equities Trading

Derivatives

Fixed Income

Market Abuse Detection

Trading Rules

Regulatory Compliance

Nasdaq

Operates electronic stock exchange and financial services

About Nasdaq

Nasdaq operates one of the largest electronic stock exchanges in the world, providing a platform for buying and selling securities. It caters to a wide range of clients, including individual and institutional investors, as well as corporations. Nasdaq offers various financial products and services, such as the Nasdaq Smart Portfolio, which uses advanced analytics to help investors optimize their stock portfolios. Additionally, Nasdaq supports non-financial marketplaces and is recognized for its efforts in sustainable investment practices. The company earns revenue through transaction and listing fees, along with subscription services for its products. Nasdaq aims for global expansion and innovation, with nearly 40 offices around the world.

New York City, New YorkHeadquarters

1971Year Founded

$9,370.5MTotal Funding

IPOCompany Stage

Data & Analytics, Fintech, Financial ServicesIndustries

5,001-10,000Employees

Risks

Adenza acquisition's high price may affect shareholder confidence and stock performance.

Integration of Metrio's ESG software may face challenges, delaying expected benefits.

Nasdaq's secondary stock offering could lead to stock dilution, affecting shareholder value.

Differentiation

Nasdaq operates one of the world's largest electronic stock exchanges.

Nasdaq offers advanced analytics through its Smart Portfolio for investment optimization.

Nasdaq is a pioneer in sustainable investment practices with a focus on ESG solutions.

Upsides

Nasdaq's acquisition of Adenza expands its financial technology capabilities.

Nasdaq's secondary stock offering could provide capital for strategic investments.

Nasdaq Private Market's Series B financing indicates strong investor confidence.

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