[Remote] Lead Senior Compliance Associate at Kraken

Canada

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Cryptocurrency, Financial Services, BlockchainIndustries

Requirements

5+ years in compliance roles within financial services or digital asset management
Strong preference for direct experience in crypto asset trading platforms (CTPs), fintech, or capital markets regulation
Deep knowledge of Canadian securities laws and regulatory frameworks (e.g., CIRO, CSA, PCMLTFA, and FINTRAC guidelines)

Responsibilities

Support the CIRO Investment Dealer application and buildout of applicable controls
Identify, assess, and manage regulatory risks (including drafting and implementing effective risk management policies and procedures), ensuring adherence to Canadian requirements including KYC, KYP, client suitability, and disclosure standards
Maintain and update the Canadian Compliance Manual, AML Program, and internal SOPs to align with evolving regulatory obligations
Support all AML ATF and sanctions related operational processes/activities (e.g., EDD reviews, escalations, and reporting)
Ability to act as deputy CAMLO in the CCO’s absences
Support regulatory reporting obligations (monthly, quarterly data reporting, financial reporting through CSA portals)
Work closely with the technology team and senior management to define detailed business requirements for systems initiatives aimed at improving operating efficiencies and monitoring capabilities
Review sales and marketing materials for regulatory alignment
Manage registration activities for both the firm and individual representatives
Collaborate with global teams on programs such as client onboarding, due diligence (CDD/EDD), sanctions screening, trade surveillance, transaction monitoring, investigations, suspicious transaction reporting (STR), AML, privacy, fraud cases, complaint handling, and law enforcement inquiries
Monitor emerging regulations and recommend updates to policies and products
Partner with Product and Engineering to embed compliance controls into client onboarding, trading, custody, and reporting platforms
Act as a subject matter expert (SME) supporting cross-functional teams on compliant product development and client solutions

Skills

Compliance

Regulatory Risk Management

CIRO

Investment Dealer

Controls Buildout

Crypto Compliance

Blockchain

Regulatory Practices

Kraken

Cryptocurrency exchange for buying and trading

About Kraken

Kraken is a cryptocurrency exchange platform that allows users to buy, sell, and trade various digital assets. It offers features that cater to both beginners and experienced traders, making it easy to navigate the cryptocurrency market. Users can execute trades with high liquidity, which means their transactions are completed quickly. The platform charges low transaction fees, sometimes as low as 0%, helping users keep more of their profits. Kraken also provides advanced charting tools to help investors track their investments effectively. Security is a major focus, with multiple protective measures in place to keep user assets safe. The platform supports 70 different asset pairs and is continuously expanding its offerings. Additionally, Kraken offers 24/7 global support to assist users with any questions or issues.

San Francisco, CaliforniaHeadquarters

2011Year Founded

$108.5MTotal Funding

SERIES_CCompany Stage

Crypto & Web3, Financial ServicesIndustries

501-1,000Employees

Benefits

Competitive salary and equity plan

401k contribution plan

Vacation & Generous PTO

Paid Tranings

Risks

Increased competition from Binance and Coinbase could impact Kraken's market share.

Regulatory scrutiny in the EU may raise Kraken's compliance costs.

The volatility of cryptocurrency prices can affect Kraken's revenue from transaction fees.

Differentiation

Kraken offers both spot and futures trading for over 40 digital assets.

The platform provides advanced charting tools for professional traders and technical analysts.

Kraken's 24/7 global support ensures assistance for users at any time.

Upsides

Kraken's acquisition of Staked enhances its staking services for consumers and institutions.

Sponsorship deals with major soccer clubs boost Kraken's visibility and brand recognition.

The rise of crypto derivatives attracts advanced traders to Kraken's sophisticated tools.

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