Director, FX Exposure Product Risk & Control
World KinectSalary not specified
Full Time
Expert & Leadership (9+ years)
Lead Business Risk Control Testing Specialist at Capital One
Riverwoods, Illinois, United States
Not SpecifiedCompensation
Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, BankingIndustries
Requirements
- Bachelor's Degree in Business or Marketing
- 4+ years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations, or Vendor Management
- Preferred Qualifications
- 6+ years of experience in Financial Services, Marketing, Compliance, Internal Audit Operations, Vendor Management areas, Operational and Regulatory risk
- Payments/Financial industry experience
- Excellent presentation skills
Responsibilities
- Creates and distributes monthly risk and project process reporting
- Provides education and monitors the business on requirements of company policies and standards related to risk and control ownership
- Develops and implements job aids and tools to facilitate efficient completion of policy and standard requirements
- Identifies and implements effective controls to manage operational, financial, and compliance risks
- Maintains an accurate library of risks and controls
- Performs control design reviews and compliance risk assessments
- Monitors the risk and control environment for weaknesses and identifies solutions to improve the effectiveness and efficiency of controls
- Executes control testing plans
- Leads the completion of projects and develops, implements, and administers control standardization and workflow solutions
- Creates continual monitoring exception reports for critical business processes
- Works as a liaison between Payments Risk and partners such as Operational Risk Management, Internal Audit, Third Party Risk Management, etc
Skills
Risk Management
Control Testing
Compliance
Operational Risk
Regulatory Risk
Internal Audit
Process Improvement
Reporting
Training
Control Design
Workflow Solutions
Exception Reporting
Financial Services
Payments Risk
Vendor Management
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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