Junior Compliance Analyst, EDO at S&P Global

Mexico City, Mexico City, Mexico

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Not SpecifiedCompensation

Junior (1 to 2 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Market IntelligenceIndustries

Requirements

Proven experience in compliance, regulatory affairs, internal audit, legal or operations role, or a combination of these roles within the financial services industry
Proven experience in alert investigations and due diligence methods, particularly in data loss prevention
Experience with screening tools, case management systems and data analysis techniques
Attention to detail, with strong writing skills
Technical knowledge and experience in the operation of compliance programs
Ability to conduct compliance related investigations and due diligence
Ability to build strong relationships (within the Division, across Legal & Compliance, and other key control functions)
Collaborative and a team player
Excellent communication skills
Ability to maintain a realistic balance among multiple priorities

Responsibilities

Support the implementation and monitoring of the Compliance Program for S&P Global Market Intelligence, with a focus on enhancement of data loss protection and compliance initiatives
Provide compliance advisory services
Monitor, investigate and disposition of compliance alerts
Assess and escalate potential violations
Collaborate and prepare reporting to compliance management on compliance developments
Investigate multiple types of investigations, including but not limited to, internal data loss prevention and internal employee investigations
Review daily and periodic compliance alerts, analyze internal and external activities to determine where further inquiry and escalation is required
Prioritize alert disposition and escalation, ensuring that alerts are reviewed and investigated in a timely manner and in accordance to internal policies or regulatory requirements
Clearly document investigative steps, findings, and rationale for decisions in an auditable manner
Partner with compliance and other colleagues to conduct investigations of potential violations, policy breaches and compliance laws and regulations
Prepare memoranda and reports of reviews conducted, conclusions and required actions
Assist in establishing metrics and ongoing reporting, particular to identify trends or patterns that increase organizational compliance risks
Provide clear and concise business advice and guidance on compliance policies, procedures and regulatory requirements
Identify potential areas of compliance vulnerability and risk; identify corrective action and provide general guidance on how to address similar situations in the future
Work with the team to evaluate, integrate, and automate reporting and metrics to highlight key insights into compliance efforts

Skills

Compliance Monitoring

Risk Assessment

Investigations

Due Diligence

Data Loss Protection

Compliance Reporting

Advisory Services

Regulatory Compliance

S&P Global

Provides financial information and analytics services

About S&P Global

S&P Global provides financial information and analytics to a wide range of clients, including investors, corporations, and governments. The company offers services such as credit ratings, market intelligence, and indices, which help clients understand and navigate the global financial market. S&P Global's products work by utilizing advanced data analytics and research to deliver insights that assist clients in making informed decisions and managing risks. Unlike many competitors, S&P Global has a diverse range of divisions, including S&P Global Ratings and S&P Dow Jones Indices, which allows it to cater to various financial needs. The company's goal is to support clients in driving growth while also committing to corporate responsibility and positive societal impact.

New York City, New YorkHeadquarters

1917Year Founded

IPOCompany Stage

Data & Analytics, Financial ServicesIndustries

10,001+Employees

Benefits

Health Insurance

Unlimited Paid Time Off

Professional Development Budget

401(k) Company Match

Family Planning Benefits

Employee Discounts

Risks

Integration challenges with new acquisitions like ProntoNLP may cause operational issues.

Increased competition from AI-driven platforms like Brooklyn Investment Group.

Dependence on volatile credit ratings market could impact revenue stability.

Differentiation

S&P Global integrates advanced AI tools for superior financial analytics capabilities.

The company offers comprehensive ESG solutions, meeting growing sustainability demands.

S&P Global's diverse divisions provide a wide range of financial services globally.

Upsides

Acquisition of ProntoNLP boosts data analytics and sentiment scoring capabilities.

Rising demand for ESG data enhances S&P Global's market position.

Expansion into India strengthens S&P Global's research and insights offerings.

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