Internal Audit Sr. Engagement Manager, Financial Crimes & Fraud at Vanguard

Wayne, Pennsylvania, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Undergraduate degree required; advanced degree or professional certification (e.g., MBA, CPA, CIA, CFE, CAMS, CAMS-Audit) is a plus
Minimum of five years of experience in audit, risk, or controls (e.g., internal audit, advisory/consulting)
Deep audit expertise with ability to deliver difficult findings to senior executives
Experience in Financial crimes and fraud is required
Experience in privacy risk management and mitigation frameworks
Strategic problem solver with strong risk assessment and problem-solving skills
Agile approach; able to focus on high-impact issues in complex environments
Strong communication and influencing skills with senior partners
Hybrid role requiring 3 days per week in the office; must live within commuting distance (fully remote and relocation not available)
Vanguard is not offering visa sponsorship for this position

Responsibilities

Serve as trusted advisor and consultant to the department and business leaders to share knowledge and perspective on topics related to governance, risk, control and areas of expertise
Manage audit engagements to ensure the timely delivery of the highest quality work and recommendations; may lead multiple engagement teams concurrently working in a matrixed team environment
Support completing the related annual/ongoing risk assessments and creation of the audit and consulting plan for the aligned division(s) / functional area(s)
Communicate and clearly articulate the objectives, status and results of assigned work to various levels of management. Influence management to act on recommendations to strengthen the control environment and make process improvements
Establish and manage relationships with management across aligned business division(s) and functional area(s) and risk partners
Develop a detailed and comprehensive understanding of the processes, issues, pertinent regulations and risks associated with engagement scope
Assess the adequacy of the control environment, identify control gaps and opportunities for continuous improvement and relates it division and enterprise-wide, as appropriate. Perform audit work and analysis on complex audit areas. Provide opinion on audit and consulting engagement findings, ratings and recommendations to senior management
Communicate expectations and review work of audit team to provide coaching and feedback to aid in their development
Participate in special projects and perform other duties as assigned

Skills

Internal Audit

SOX

Financial Crimes

Fraud

Risk Assessment

Internal Controls

Governance

Risk Management

Audit Engagements

Consulting

Vanguard

Client-owned investment management firm offering low-cost funds

About Vanguard

Vanguard provides financial services with a focus on investment management. The company offers a variety of products, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and 401k rollovers, aimed at individual investors, financial advisors, and institutions. Vanguard's unique ownership structure means it is owned by its funds, which are in turn owned by the clients, allowing it to prioritize the needs of its investors over external shareholders. This model enables Vanguard to offer low-cost investment options, as it primarily earns revenue through management fees that are generally lower than industry standards. Additionally, Vanguard provides personalized investment advisory services, charging fees based on the assets managed. The company's goal is to help clients grow their wealth and achieve their financial objectives through effective investment strategies, while maintaining a competitive performance track record.

Kline Township, PennsylvaniaHeadquarters

1975Year Founded

SECONDARYCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Best-in-class medical, dental & vision coverage

Onsite health clinic & fitness center

Health Smart Rewards program

Vanguard Retirement Savings Plan

Education Benefits

PTO

Family Planning Benefist

Parental leave

Personal development opportunities

Volunteer Time Off

Risks

Competition from AI-driven platforms like Writer challenges Vanguard's traditional advisory services.

Vanguard's stake in Steelcase exposes it to the volatile furniture market.

New active bond ETFs may struggle in a low-yield environment with increasing competition.

Differentiation

Vanguard is client-owned, aligning its interests with investors, unlike traditional firms.

The firm offers low-cost investment products, making it attractive to cost-conscious investors.

Vanguard's ownership structure allows it to focus on long-term investor value.

Upsides

Vanguard's new active bond ETFs offer diversified, low-cost fixed income options.

The acquisition of Steelcase shares diversifies Vanguard's portfolio into the furniture industry.

Launching the International Dividend Growth Fund appeals to investors seeking sustainable dividend growth.

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