Global Head of Compliance (NY) at KUBRA

New York, New York, United States

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Not SpecifiedCompensation

Expert & Leadership (9+ years), Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Credit RatingsIndustries

Requirements

JD or equivalent
Minimum 15 years of relevant experience
Experienced leader with strong legal and regulatory expertise
Ability to manage and inspire teams
Willingness to be hands-on in addressing strategic and operational compliance matters
Knowledge of the global regulatory framework applicable to credit rating agencies and how it affects KBRA and its affiliates’ businesses
Familiarity with KBRA’s policies and procedures (Compliance and otherwise)

Responsibilities

Provide strategic direction and leadership to KBRA’s compliance function worldwide, maintaining consistency across jurisdictions while adapting to local regulatory requirements
Manage and mentor the Heads of Compliance in the U.S., Europe, and Japan, fostering a culture of accountability, collaboration, and professional growth
Design, implement, and continuously improve global compliance programs, policies, and procedures that promote ethical conduct and mitigate compliance risks
Review, refine, and strengthen KBRA’s compliance internal controls and suggest improvements to controls managed by other internal control functions
Identify, assess, and manage compliance risks across KBRA’s operations, managing proactive responses to regulatory changes and industry developments
Become familiar with KBRA’s policies and procedures, refine their layout, organization, and accessibility, and regularly meet with stakeholders to confirm their continued applicability and accuracy
Oversee KBRA’s internal control monitoring program and compliance program, identify additional areas to be monitored, create monitoring plans and procedures, and present results to KBRA’s Boards quarterly
Promote a culture of integrity and compliance throughout the organization, serving as a trusted advisor to the executive team and Board
Strengthen KBRA’s internal controls
Review and maintain KBRA’s compliance policies and procedures
Oversee various types of monitoring
Oversee the drafting and submitting of regulatory reports
Manage the completion of regulatory examinations and related document requests
Interact with internal and external stakeholders about compliance matters
Identify and implement improvements to enhance the efficiency of KBRA’s compliance program and operations

Skills

Key technologies and capabilities for this role

Regulatory ComplianceCompliance FrameworkInternal ControlsRegulatory ReportingRegulatory ExaminationsPolicy DevelopmentTeam LeadershipStakeholder ManagementLegal ExpertiseGlobal Compliance

Questions & Answers

Common questions about this position

Is this role remote or based in an office?

The position is based in the New York office.

What is the salary range for the Global Head of Compliance role?

This information is not specified in the job description.

What key skills and experience are required for this position?

The role requires strong legal and regulatory expertise, global leadership in compliance, team management and mentoring skills, knowledge of regulatory frameworks for credit rating agencies, and experience in program development, internal controls, and risk management.

What is the team structure like for the Compliance Department?

The Compliance Department is a key control function that works closely with rating analysts, legal, finance, technology, business development, and senior management; this role reports to the General Counsel with a line to the Board of Managers and manages Heads of Compliance in the U.S., Europe, and Japan.

What makes a strong candidate for this Global Head of Compliance role?

A strong candidate is an experienced leader with strong legal and regulatory expertise, global leadership capabilities, team management skills to mentor regional heads, and hands-on experience in strategic and operational compliance matters across multiple jurisdictions.

KUBRA

Customer experience management for utilities and government

About KUBRA

KUBRA provides customer experience management solutions tailored for large utility companies and government entities in North America. Their services include billing and payments, mapping, mobile applications, proactive communications, and artificial intelligence tools, all aimed at improving customer interactions and operational efficiency. KUBRA's solutions are used by over 365 clients, impacting more than 40% of households in the U.S. and Canada, resulting in over 1.5 billion customer interactions each year. The company offers various digital payment options, including partnerships with Apple Pay and Google Pay, ensuring convenience for customers. KUBRA generates revenue through subscription fees for its software and transaction fees from payment processing, allowing for steady income while expanding its offerings. The goal of KUBRA is to enhance customer engagement and streamline operations for utilities and government organizations.

Mississauga, CanadaHeadquarters

1992Year Founded

GROWTH_EQUITY_VCCompany Stage

Government & Public Sector, Fintech, AI & Machine LearningIndustries

501-1,000Employees

Benefits

Paid day off for your birthday

Flexible Work Hours

Bi-annual performance-based bonus

Professional Development Budget

Health Savings Account/Flexible Spending Account

401(k) Company Match

Risks

Emerging tech startups pose a competitive threat to KUBRA's market share.

Economic downturns may reduce budgets for KUBRA's utility clients.

Data privacy regulations could increase compliance costs for KUBRA.

Differentiation

KUBRA offers a comprehensive suite of customer experience management solutions for utilities.

KUBRA's solutions reach over 40% of households in the U.S. and Canada.

KUBRA partners with major platforms like Apple Pay and Google Pay for flexible payments.

Upsides

KUBRA's advanced analytics enhance data insights for utility companies.

Strategic partnerships with VertexOne and NorthStar expand KUBRA's market reach.

Growing demand for digital payments aligns with KUBRA's offerings.

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