Equity Research Supervisory Analyst at BTIG

New York, New York, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Equity ResearchIndustries

Requirements

Bachelor’s Degree required
5+ years of experience as a Supervisory Analyst
Active Series 16 License Required
Ability to prioritize and juggle several projects while working under tight deadline pressure
Highly organized approach to work with a meticulous attention to detail, especially during busy periods
Strong written communication skills to convey messages, suggestions, and concerns clearly and effectively to team members
Prior exposure to financial statement analysis, strong quantitative skills, and excellent grammatical skills
Conservative mindset when reviewing materials from a compliance, regulatory, and reputational perspective
Experience with the BlueMatrix publishing platform preferred
Must be authorized to work full time in the U.S. (BTIG does not offer sponsorship for work visas)
Ability to support hours after 6pm ET, with flexibility for availability during high volume reporting periods

Responsibilities

Ensure content of research reports is clear, fair, and not misleading
Confirm the investment thesis and valuation of an equity security are clearly presented, justifiable, and form a reasonable basis for any rating; research reports should be balanced in their language and presentation with risks to the investment properly conveyed
Validate that financial figures and estimates are applicable to the report and are properly updated in certain areas of the template
Screen for compliance ‘watchlist’ companies that could be mentioned throughout each report, and route name matches or other concerns through to the compliance control room
Cross-check compliance lists to ensure proper company and other disclosures are present in reports to adhere to regulatory requirements
Determine that information presented is publicly available and appropriately attributed, particularly when commenting on actual or possible corporate activity that could involve conflicts of interest
Conduct editorial work to ensure the presentation of the content is fitted for institutional clients and reads well in English
Function as a proficient user of BTIG’s research publishing system (BlueMatrix) to confirm research reports are properly scheduled and distributed to subscribers
Liaise with research analysts over issues such as wording of content and regulatory concerns, numerical inconsistencies, as well as the logic and clarity of their arguments
Approve model disclosures, PowerPoint presentations, email blasts, and other one-off communications to ensure they adhere to BTIG compliance and style standards

Skills

FINRA Compliance

Equity Research

Report Editing

Investment Thesis

Valuation Analysis

Financial Validation

Risk Assessment

Compliance Screening

BTIG

Institutional sales, trading, and investment banking services

About BTIG

BTIG provides institutional sales and trading services, offering equity sales and trading, electronic trading, outsource trading, and corporate access. The firm's core capabilities include investment banking, global sales, electronic and outsource trading, prime brokerage, and research and strategy.

San Francisco, CaliforniaHeadquarters

2002Year Founded

VENTURE_UNKNOWNCompany Stage

Fintech, Financial ServicesIndustries

501-1,000Employees

Benefits

Hybrid Work Options

Flexible Work Hours

Risks

Intensifying competition from fintech companies could impact BTIG's market share and profitability.

Regulatory scrutiny may increase compliance costs for BTIG, affecting its financial performance.

Geopolitical tensions could disrupt BTIG's international operations and client relationships.

Differentiation

BTIG has a strong global presence with offices in the U.S., Europe, Asia, and Australia.

The firm offers a comprehensive range of services including trading, investment banking, and research.

BTIG's leadership team has been strengthened with recent strategic hires and promotions.

Upsides

BTIG is well-positioned to capitalize on the growing demand for personalized investment strategies.

The firm's expansion into energy and healthcare sectors enhances its investment banking capabilities.

BTIG's focus on ESG investing aligns with industry trends towards sustainable finance.

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