Enterprise Account Executive
SmartAssetSalary not specified
- Full Time
- Junior (1 to 2 years)
Not SpecifiedCompensation
Junior (1 to 2 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial ServicesIndustries
Requirements
Candidates should possess a high school diploma, a willingness to study for and take FINRA SIE and Series 99 exams when deemed appropriate by management, a minimum of 2 years Davidson Operations experience or relevant security industry experience, strong communication skills both oral and written, substantial knowledge of the securities industry rules and regulations, a strong background in BETA Host, Thomson One, Envestnet and TRAX preferred, familiarity with general accounting principles, excellent problem-solving and analytical skills, strong organizational skills and attention to detail, the ability to work in a team environment and effectively collaborate with all team members, excellent customer service skills, and an ability to work regularly scheduled hours for complete coverage across all times zones in which the company does business.
Responsibilities
The Enterprise Support Specialist will respond to all D.A. Davidson branch associate questions in a timely and effective manner, coordinate with Operations departments in resolving and answering branch issues and questions, track inquiries in the ticketing system and coordinate with Operations associates to ensure issues are resolved in a timely and accurate manner, work collaboratively with Operations Managers, Wealth Management Support, and branch staff to ensure best possible resolutions are reached and thorough communication is utilized, provide accurate and helpful service to the Wealth Management group, stay updated on policy or procedural changes so that information provided is current, continually work to expand related industry knowledge, continually work to expand knowledge of systems, processes and procedures related to the business, and perform various other duties as assigned.
Skills
FINRA SIE
Series 99
BETA Host
Thomson One
Envestnet
TRAX
Microsoft operating systems
Communication skills
Problem-solving skills
Analytical skills
Organizational skills
Customer service skills
Accounting principles
D.A. Davidson
Provides wealth management and financial advisory services
About D.A. Davidson
D.A. Davidson & Co. provides personalized wealth management and financial advisory services to individuals, families, and businesses primarily in the United States. The firm offers a variety of services, including investment management, financial planning, and trust services, aimed at helping clients align their portfolios with their financial goals. D.A. Davidson employs a research-based approach to tailor solutions for a diverse client base, which includes individual investors and business owners. Unlike many competitors, D.A. Davidson has a long history dating back to 1935 and has grown through strategic acquisitions and organic growth, establishing a reputation as a trusted name in the financial services industry. The company's goal is to deliver personalized financial solutions that meet the unique needs of each client.
Key Metrics
Great Falls, MontanaHeadquarters
2014Year Founded
VENTURE_UNKNOWNCompany Stage
Financial ServicesIndustries
1,001-5,000Employees