Highly motivated and experienced compliance professional
Expertise as a subject matter expert (SME) on FCA Client Money and Assets (CASS) rules
Knowledge of operational resilience and outsourcing rules, including DORA, EBA Outsourcing, and local European regulations across EMEA
Responsibilities
Act as SME on FCA CASS rules, providing regulatory interpretation, technical guidance, and oversight to the Business including CASS Governance and Oversight (CGO)
Lead oversight and implementation of second line compliance frameworks related to client money protection, including CASS requirements
Support investigation of complex CASS issues, ensuring accurate interpretation and practical application of FCA requirements
Partner with Compliance, Legal, Operations, and Finance teams to assess, escalate, resolve breaches, and mitigate client money protection risks
Provide oversight for design, maintenance, and enhancement of CASS control frameworks and policies, ensuring robust controls for safeguarding client money
Engage with senior management, internal/external audit teams, and regulators on CASS-related matters
Build relationships with client money business units to promote CASS awareness and embed good governance practices
Monitor regulatory developments and assess impact on BlackRock’s CASS compliance program
Provide regulatory advice on interpretation and implementation of operational resilience and outsourcing rules across EMEA
Support development and execution of operational resilience and outsourcing frameworks, including second line controls aligned with UK and EMEA regulations
Collaborate with enterprise risk, technology, and business continuity teams on advice, oversight, and implementation of outsourcing and operational resilience frameworks
Work with European and Middle Eastern compliance teams to support delivery