Director, Advisor Oversight at Fidelity Investments

Boston, Massachusetts, United States

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Investment ManagementIndustries

Requirements

8+ years working experience
Bachelor’s degree required
Broad-based investment industry experience; compliance, operations, corporate audit, derivatives experience a plus
Experience to influence and collaborate with internal and external partners
Attention to detail and strong analytical, organizational, communication and problem-solving skills
Ability to own initiatives and issues and see them through to completion
Strong project management, relationship management and communication skills
Ability to identify key risks and bring them to resolution
Ability to simultaneously identify, prioritize and address multiple issues and quickly respond to shifts in priorities
Self-starter with strong attention to detail

Responsibilities

Lead initial due diligence with potential investment advisors to evaluate their control environments and perform a thorough operational risk assessment of the firm
Conduct ongoing monitoring activities to identify any material risks across the investment advisors, which include, but not limited to, preparing manager scorecards and managing ad hoc events
Develop committee level reporting in support of initial candidate presentations, quarterly reporting, and annual contract renewals
Relationship management for third party providers through ongoing engagement
Manage implementation activities with internal and external partners
Participate and contribute to governance forums related to due diligence efforts
Review and enhance breadth of oversight program, including existing policies and controls

Skills

Due Diligence

Operational Risk Assessment

Monitoring

Scorecards

Committee Reporting

Relationship Management

Governance

Compliance

Operations

Audit

Derivatives

Fidelity Investments

Investment management and financial services provider

About Fidelity Investments

Fidelity Investments offers a range of financial services and tools designed to help individuals manage their investments and stay informed about the markets. Their products include mobile applications and market monitoring tools that provide users with real-time market quotes, news, and trading capabilities. For example, the Fidelity Market Monitor for Glass delivers daily market quotes directly to Google Glass, while the Fidelity app for Windows Phone 8 allows users to access news and trading tools on their mobile devices. Additionally, features like the Watch List Visualization for iPad help users track stock price changes over time using a heatmap. What sets Fidelity apart from its competitors is its focus on integrating new technologies and user-friendly interfaces to enhance the investment experience. The goal of Fidelity Investments is to empower individuals with the information and tools they need to make informed financial decisions.

Boston, MassachusettsHeadquarters

1946Year Founded

$120,238.8MTotal Funding

DEBT_FINANCINGCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Health Insurance

Mental Health Support

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Unlimited Paid Time Off

Parental Leave

Student Loan Assistance

Tuition Reimbursement

Risks

Loss of key personnel like Gita Bal may impact Fidelity's research capabilities.

Increased competition from Vanguard's new division could draw clients away from Fidelity.

Potential reputational risk from Bitcoin ETF outflows could affect Fidelity's offerings.

Differentiation

Fidelity Labs offers innovative beta products like Market Monitor for Google Glass.

Fidelity's mobile solutions are available on multiple platforms, including Windows Phone and iPad.

Fidelity's Open Limit Order Visualization provides unique insights into order execution proximity.

Upsides

Increased adoption of wearable tech could boost Fidelity's mobile solutions.

Growing interest in Bitcoin ETFs suggests expansion in Fidelity's digital asset offerings.

Rise of AI could benefit Fidelity's data analytics and AI-driven investment strategies.

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