Customer Due Diligence Team Lead

London, England, United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Technology, Financial ServicesIndustries

Requirements

Candidates should possess a strong understanding of financial crime regulations, including MIFID II, and demonstrate at least 5 years of experience in Customer Due Diligence (CDD) or a related field. Strong analytical and problem-solving skills are required, along with the ability to supervise and guide a team.

Responsibilities

The Customer Due Diligence Team Lead will oversee counterparty outreach, desk-based reviews, and screening processes to obtain necessary CDD documentation and identify potential risks such as politically exposed persons and sanctions matches. They will allocate and challenge counterparty risk ratings, undertake client categorization, keep abreast of regulatory changes, suggest process enhancements, and provide management information while also liaising with counterparties and conducting enhanced due diligence reviews.

Skills

Customer Due Diligence (CDD)

KYC/AML regulations

Counterparty outreach

Desk-based reviews

Counterparty screening

Alert disposition

MIFID II client categorization

Analytical skills

Problem-solving skills

Communication skills

Interpersonal skills

Financial crime risk management

Clear Street

Provides prime brokerage and trading services

About Clear Street

Clear Street provides a unified platform for trading various financial products, including equities and options, across major markets. Their services focus on prime brokerage, which encompasses trade execution, financing, clearing, and custody, helping clients manage their trading activities effectively. The platform is cloud-based and API-first, allowing for easy integration with other systems and scalability for users. This setup enables clients to concentrate on trading rather than technical complexities. Clear Street differentiates itself with competitive pricing and a flexible approach, catering to both individual investors and large institutions. The company's goal is to enhance the infrastructure of capital markets, making trading more efficient and accessible.

New York City, New YorkHeadquarters

2018Year Founded

$457.2MTotal Funding

SERIES_BCompany Stage

Fintech, Financial ServicesIndustries

501-1,000Employees

Benefits

Company equity

401k matching

Parental leave

Full medical, dental & vision insurance

Lunch stipends

Fully stocked kitchens

Happy hours

Risks

Increased competition in cloud-native brokerage could pressure Clear Street's market share.

Regulatory changes in Europe may impose additional compliance costs for Clear Street.

Cryptocurrency market volatility could impact Clear Street's BTC yield strategies.

Differentiation

Clear Street offers a cloud-native clearing and custody system for capital markets.

The company provides a unified platform for trading equities and options globally.

Clear Street's API-first approach allows seamless integration with other software systems.

Upsides

Clear Street's UK expansion opens access to European markets and new revenue streams.

Winning top awards in technology and client service enhances Clear Street's market reputation.

Investment in Databento boosts Clear Street's access to advanced market data solutions.

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