Responsibilities

The Compliance Senior Manager will proactively lead compliance efforts aligning with Canada’s Securities regulations stipulated in the National Instrument, ensuring compliance with restricted dealer and marketplace registration, and accompanying exemptive relief decision. They will lead efforts to prepare Crypto.com Canada for CIRO membership, updating compliance policies and procedures to meet CIRO’s requirements, providing ongoing updates to Crypto.com Canada’s Senior Management regarding the compliance program, ensuring appropriate escalation of compliance incidents, managing compliance training, and overseeing complaints and marketing materials for regulatory alignment. Additionally, the role involves leading registration management for both the firm and individual representatives, collaborating with internal and external stakeholders, and supporting the CCO with regulatory exams, meetings, and engagements such as OSC, CIRO, OFSI, and FINTRAC, as well as advising stakeholders on product development to strengthen obligations to registration.