Compliance Officer, Investment

United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Fintech, Finance, Investment ManagementIndustries

Requirements

Candidates should possess a strong understanding of investment regulations across multiple jurisdictions, including FCA (UK), MAS (Singapore), SEC (US), ASIC (Australia), SFC (Hong Kong), and NL investment license requirements. Experience as a Compliance Officer or MLRO, and FCA approval, is highly desirable.

Responsibilities

The Compliance Officer, Investment will provide global investment compliance oversight, supporting investment license applications globally and ensuring adherence to global investment regulations. They will develop and maintain investment compliance frameworks, policies, and procedures, monitor regulatory developments, and act as the key compliance liaison with regulators, establishing and implementing compliance processes to support new investment businesses and oversee investment compliance risk assessments.

Skills

Investment Compliance

FCA

MAS

SEC

ASIC

SFC

Fund Management

Investment Products

Structured Products

Yield Expansion Strategies

Global Investment Regulations

Compliance Frameworks

Compliance Policies

Compliance Procedures

Regulatory Monitoring

Regulatory Liaison

MLRO

Aspire

Influencer marketing platform for e-commerce brands

About Aspire

Aspire.io is an influencer marketing platform designed for high-growth e-commerce brands, connecting them with social media influencers to promote their products. The platform offers tools for influencer discovery, campaign management, and performance tracking, allowing brands to manage their influencer relationships efficiently. Aspire.io stands out by focusing specifically on e-commerce, providing features that enable trackable sales and streamlined collaboration. The company's goal is to help brands leverage influencer marketing to drive measurable results in awareness, engagement, and sales.

San Francisco, CaliforniaHeadquarters

2014Year Founded

$26.6MTotal Funding

SERIES_ACompany Stage

Data & Analytics, Consumer GoodsIndustries

201-500Employees

Benefits

Flexible Work Hours

Unlimited Paid Time Off

Paid Parental Leave

Risks

Fake followers on social media could undermine Aspire's campaign authenticity.

Complex ROI measurement may deter brands from investing in influencer marketing.

Integration challenges from CommerceUp acquisition could affect Aspire's operational efficiency.

Differentiation

Aspire empowers brands with a comprehensive suite of influencer marketing tools.

The platform offers custom, branded landing pages for seamless influencer onboarding.

Aspire facilitates trackable sales through bulk promo code creation and affiliate links.

Upsides

Aspire's acquisition of CommerceUp enhances its multilingual and multi-currency capabilities.

The rise of micro-influencers offers Aspire opportunities for targeted partnerships.

Aspire capitalizes on the shift towards word-of-mouth commerce for trusted recommendations.

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