Compliance Risk Manager - Investments
MercurySalary not specified
Full Time
Senior (5 to 8 years)
Not SpecifiedCompensation
Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level
Full TimeJob Type
UnknownVisa
Fintech, Finance, Investment ManagementIndustries
Requirements
Candidates should possess a strong understanding of investment regulations across multiple jurisdictions, including FCA (UK), MAS (Singapore), SEC (US), ASIC (Australia), SFC (Hong Kong), and NL investment license requirements. Experience as a Compliance Officer or MLRO, and FCA approval, is highly desirable.
Responsibilities
The Compliance Officer, Investment will provide global investment compliance oversight, supporting investment license applications globally and ensuring adherence to global investment regulations. They will develop and maintain investment compliance frameworks, policies, and procedures, monitor regulatory developments, and act as the key compliance liaison with regulators, establishing and implementing compliance processes to support new investment businesses and oversee investment compliance risk assessments.
Skills
Investment Compliance
FCA
MAS
SEC
ASIC
SFC
NL
Fund Management
Investment Products
Structured Products
Yield Expansion Strategies
Global Investment Regulations
Compliance Frameworks
Compliance Policies
Compliance Procedures
Regulatory Monitoring
Regulatory Liaison
MLRO
Aspire
Influencer marketing platform for e-commerce brands
About Aspire
Aspire.io is an influencer marketing platform designed for high-growth e-commerce brands, connecting them with social media influencers to promote their products. The platform offers tools for influencer discovery, campaign management, and performance tracking, allowing brands to manage their influencer relationships efficiently. Aspire.io stands out by focusing specifically on e-commerce, providing features that enable trackable sales and streamlined collaboration. The company's goal is to help brands leverage influencer marketing to drive measurable results in awareness, engagement, and sales.
San Francisco, CaliforniaHeadquarters
2014Year Founded
$26.6MTotal Funding
SERIES_ACompany Stage
Data & Analytics, Consumer GoodsIndustries
201-500Employees
Benefits
Flexible Work Hours
Unlimited Paid Time Off
Paid Parental Leave
Risks
Fake followers on social media could undermine Aspire's campaign authenticity.
Complex ROI measurement may deter brands from investing in influencer marketing.
Integration challenges from CommerceUp acquisition could affect Aspire's operational efficiency.
Differentiation
Aspire empowers brands with a comprehensive suite of influencer marketing tools.
The platform offers custom, branded landing pages for seamless influencer onboarding.
Aspire facilitates trackable sales through bulk promo code creation and affiliate links.
Upsides
Aspire's acquisition of CommerceUp enhances its multilingual and multi-currency capabilities.
The rise of micro-influencers offers Aspire opportunities for targeted partnerships.
Aspire capitalizes on the shift towards word-of-mouth commerce for trusted recommendations.
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