Compliance Monitoring Analyst at Northern Trust

Manila, Metro Manila, Philippines

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Not SpecifiedCompensation

Junior (1 to 2 years), Mid-level (3 to 4 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Knowledge of applicable laws and regulations, usually acquired through formal education or experience
Analytical and communication skills to analyze and summarize information
Organizational skills to coordinate compliance activities
3-5 years of related experience

Responsibilities

Monitors and reviews procedures and practices of partners to assure compliance with applicable regulatory requirements and adherence to internal policies
Advises business partners on Compliance programs and applicable laws, regulations, rules and standards, including keeping them informed of developments or changes
Responds to internal and external inquiries and requests for information to clarify regulatory requirements and may recommend appropriate procedural changes
Assists in the development of Compliance programs and acts as a contact point for Compliance inquiries from partners
Identifies and documents Compliance risks associated with the Company's activities
Researches and develops analytical reports and solutions for issues being addressed by the department
Participates in training partners and delivering communications on applicable laws and regulations
Coordinates and/or performs activities related to designated Compliance initiatives
Carries out Compliance-related activities through direct interaction with committees and management
Monitors internal procedures and files relating to laws, regulations, rules and standards; ensures they are accessible to business partners and management
Works on projects and learns project management skills

Skills

Key technologies and capabilities for this role

Regulatory ComplianceCompliance MonitoringRisk IdentificationAnalytical ReportingProject ManagementTraining DeliveryRegulatory Research

Questions & Answers

Common questions about this position

What experience level is required for the Compliance Monitoring Analyst role?

The position requires 3-5 years of related experience.

What key skills are needed for this position?

Analytical and communication skills are required to analyze and summarize information, along with organizational skills to coordinate compliance activities. Knowledge of applicable laws and regulations, usually acquired through formal education or experience, is preferred.

What is the work arrangement or location policy for this role?

This information is not specified in the job description.

What is the salary or compensation for this position?

This information is not specified in the job description.

What is the company culture like at Northern Trust?

Northern Trust offers a flexible and collaborative work culture where movement within the organization is encouraged, senior leaders are accessible, and employees can take pride in working for a company committed to assisting the communities it serves.