Compliance Manager - Regulatory Compliance at OKX

Sydney, New South Wales, Australia

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Cryptocurrency, Financial Services, BlockchainIndustries

Requirements

Bachelor's degree in Business, Finance, Law, or a related field
Minimum 5 years experience in a regulatory compliance advisory role within financial services
Sound knowledge of AFS licensing requirements and compliance obligations, Australian financial services regulations and industry standards
Sound knowledge of AMLCTF compliance requirements and AMLCTF obligations and maintain compliance controls
Team player and cultural change agent, with strong collaboration, influencing and project management skills
Strong technical knowledge of, and demonstrated experience in developing and implementing compliance programs, plans, policies and controls
Excellent written and verbal communication skills, with the ability to effectively communicate complex regulatory concepts to stakeholders
Interest in crypto and/or blockchain technology

Responsibilities

Maintain our AFS license, including managing regulatory reporting and filings
Implement practices and controls to meet AFS license and compliance obligations
Lead the implementation and monitoring of the compliance plan
Develop and maintain compliance policies and procedures, reports and metrics
Support incident and breach assessments, complaints handling and other operational compliance functions
Develop and deliver regulatory and compliance training based on training needs assessment and areas of potential regulatory risks
Contribute to the continuous improvement of the compliance program and plan, identifying opportunities to enhance efficiency and effectiveness
Liaise and partner with our global compliance functions and ensure alignment with our Group Compliance programs

Skills

AFS License

Regulatory Compliance

Compliance Framework

Regulatory Reporting

Compliance Policies

Compliance Procedures

Risk Assessment

Compliance Training

Incident Management

Breach Assessment

Complaints Handling

OKX

Cryptocurrency exchange and DeFi services

About OKX

OKX is a leading cryptocurrency exchange that serves over 50 million users globally with a diverse suite of crypto trading and earning services. Dedication to leveraging blockchain technology to offer services like spot, margin, and derivatives markets, along with DeFi portfolio management and NFT marketplace access, underscores their commitment to enabling decentralized financial access. The company fosters a culture that values financial innovation and leadership in the digital finance sphere.

Singapore, SingaporeHeadquarters

2017Year Founded

$856.3MTotal Funding

PE_GROWTHCompany Stage

Fintech, Crypto & Web3Industries

5,001-10,000Employees