Certified Financial Planner at Vanguard

Scottsdale, Arizona, United States

Apply Now

Not SpecifiedCompensation

Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Investment ManagementIndustries

Requirements

CFP® designation required
Series 7, 63 or 66 (or ability to acquire within 3 months of assuming position)
Three years (Financial Advisor) or Five years (Senior Financial Advisor) of advisory experience, specifically in advice planning, book of business management, and relationship management
Shown experience managing a book of business with a track record of client satisfaction and loyalty
Apply trust and estate planning knowledge to help preserve client’s wealth
In-depth knowledge of financial planning, investment strategies, and industry regulations
Positive and resilient change agent while fostering collaboration as both a peer and business partner

Responsibilities

Establish, grow, and maintain long-term relationships with clients
Partner with investors to help them plan their financial goals
Provide disciplined investing approaches, tax management strategies, and additional financial planning support
Develop personalized investment strategies and deliver financial planning guidance for the moments that matter

Skills

Key technologies and capabilities for this role

CFPFinancial PlanningInvestment StrategiesTax ManagementClient Relationship ManagementPersonalized Investment Strategies

Questions & Answers

Common questions about this position

What compensation and benefits does Vanguard offer for this role?

Vanguard provides competitive salary, performance bonuses, a Partnership Plan with annual cash awards, merit-based salary increases, and a comprehensive benefits package supporting financial, health, and overall well-being.

Is this position remote or does it require office work?

The role follows a hybrid working model requiring presence in the office on Tuesdays, Wednesdays, and Thursdays in Scottsdale, AZ.

What qualifications and skills are required for the Certified Financial Planner role?

Requirements include CFP® designation, Series 7, 63 or 66 (or ability to acquire within 3 months), 3-5 years of advisory experience in advice planning, book of business management, and relationship management, plus knowledge of financial planning, investment strategies, trust and estate planning, and industry regulations.

What is the work environment and culture like at Vanguard?

Vanguard offers a supportive and inclusive environment with work-life harmony, professional growth opportunities, and a focus on collaboration and positive change.

What makes a strong candidate for this Vanguard Certified Financial Planner position?

Strong candidates have the CFP® designation, required licenses or ability to obtain them quickly, 3-5 years of advisory experience with proven book of business management, client satisfaction track record, and expertise in financial planning, investments, trust/estate planning, and relationship building.

Vanguard

Client-owned investment management firm offering low-cost funds

About Vanguard

Vanguard provides financial services with a focus on investment management. The company offers a variety of products, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and 401k rollovers, aimed at individual investors, financial advisors, and institutions. Vanguard's unique ownership structure means it is owned by its funds, which are in turn owned by the clients, allowing it to prioritize the needs of its investors over external shareholders. This model enables Vanguard to offer low-cost investment options, as it primarily earns revenue through management fees that are generally lower than industry standards. Additionally, Vanguard provides personalized investment advisory services, charging fees based on the assets managed. The company's goal is to help clients grow their wealth and achieve their financial objectives through effective investment strategies, while maintaining a competitive performance track record.

Kline Township, PennsylvaniaHeadquarters

1975Year Founded

SECONDARYCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Best-in-class medical, dental & vision coverage

Onsite health clinic & fitness center

Health Smart Rewards program

Vanguard Retirement Savings Plan

Education Benefits

PTO

Family Planning Benefist

Parental leave

Personal development opportunities

Volunteer Time Off

Risks

Competition from AI-driven platforms like Writer challenges Vanguard's traditional advisory services.

Vanguard's stake in Steelcase exposes it to the volatile furniture market.

New active bond ETFs may struggle in a low-yield environment with increasing competition.

Differentiation

Vanguard is client-owned, aligning its interests with investors, unlike traditional firms.

The firm offers low-cost investment products, making it attractive to cost-conscious investors.

Vanguard's ownership structure allows it to focus on long-term investor value.

Upsides

Vanguard's new active bond ETFs offer diversified, low-cost fixed income options.

The acquisition of Steelcase shares diversifies Vanguard's portfolio into the furniture industry.

Launching the International Dividend Growth Fund appeals to investors seeking sustainable dividend growth.

Land your dream remote job 3x faster with AI

Try Jobo Free