Capital Markets Regulatory Specialist at Northern Trust

Boston, Massachusetts, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Capital MarketsIndustries

Requirements

Bachelor’s degree or equivalent professional experience
5+ years of experience in regulatory compliance, legal, or risk roles within capital markets or financial services
Deep understanding of FX markets and related regulatory frameworks across multiple jurisdictions
Experience engaging with regulatory bodies and industry associations
Strong analytical, communication, and stakeholder management skills
Proven ability to lead cross-functional initiatives and drive strategic outcomes

Responsibilities

Monitor and analyze regulatory changes affecting the FX business across global regions, with a primary focus on the U.S., U.K., EU, and Singapore
Interpret and apply regulatory guidance from agencies such as the CFTC, NFA, FCA, MAS, and other relevant bodies
Contribute to the development of GFX strategy and operating models in alignment with regulatory requirements
Lead and support complex initiatives involving cross-functional teams and ambiguous regulatory issues
Provide expert guidance to internal partners (Compliance, Legal, Risk, Control) and external clients on regulatory impacts
Maintain active engagement with regulators, industry peers, and working groups to stay ahead of emerging trends
Use advanced analytical skills to identify innovative solutions and influence operational and strategic outcomes
Ensure work aligns with functional policies and contributes to the achievement of business objectives

Skills

Key technologies and capabilities for this role

Regulatory MonitoringFX RegulationsCFTCNFAFCAMASComplianceRegulatory InterpretationStakeholder EngagementCross-functional LeadershipRisk ManagementAnalytical Skills

Questions & Answers

Common questions about this position

What experience is required for the Capital Markets Regulatory Specialist role?

Candidates need a Bachelor’s degree or equivalent professional experience, 5+ years in regulatory compliance, legal, or risk roles within capital markets or financial services, deep understanding of FX markets and regulatory frameworks across multiple jurisdictions, and experience engaging with regulatory bodies.

Is this a remote or hybrid position?

The role is hybrid.

What is the salary for this position?

This information is not specified in the job description.

What is the work culture like at Northern Trust?

Northern Trust offers a flexible and collaborative work culture where movement within the organization is encouraged, senior leaders are accessible, and the company is committed to assisting the communities it serves.

What makes a strong candidate for this role?

A strong candidate will have strong analytical, communication, and stakeholder management skills, along with proven ability to lead cross-functional initiatives and drive strategic outcomes in regulatory compliance within FX markets.