Capital Markets Regulatory Specialist at Northern Trust

Boston, Massachusetts, United States

Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Capital MarketsIndustries

Bachelor’s degree or equivalent professional experience
5+ years of experience in regulatory compliance, legal, or risk roles within capital markets or financial services
Deep understanding of FX markets and related regulatory frameworks across multiple jurisdictions
Experience engaging with regulatory bodies and industry associations
Strong analytical, communication, and stakeholder management skills
Proven ability to lead cross-functional initiatives and drive strategic outcomes

Monitor and analyze regulatory changes affecting the FX business across global regions, with a primary focus on the U.S., U.K., EU, and Singapore
Interpret and apply regulatory guidance from agencies such as the CFTC, NFA, FCA, MAS, and other relevant bodies
Contribute to the development of GFX strategy and operating models in alignment with regulatory requirements
Lead and support complex initiatives involving cross-functional teams and ambiguous regulatory issues
Provide expert guidance to internal partners (Compliance, Legal, Risk, Control) and external clients on regulatory impacts
Maintain active engagement with regulators, industry peers, and working groups to stay ahead of emerging trends
Use advanced analytical skills to identify innovative solutions and influence operational and strategic outcomes
Ensure work aligns with functional policies and contributes to the achievement of business objectives