Internal Audit Lead
Kraken$127,000 - $203,000/year
Full Time
Expert & Leadership (9+ years)
Audit Manager: Compliance (Hybrid) at Capital One
Charlotte, North Carolina, United States
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial ServicesIndustries
Requirements
- Bachelor’s Degree or military experience
- At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination
- At least 3 years of experience leading audits and performing in the role of auditor-in-charge
- Adaptability to change, embrace bold ideas, and intellectual curiosity (asking questions and testing assumptions)
- Ability to deepen relationships and shared objectives with business partners
- Comfort with data and analytics (data will not scare you off)
- Passion for coaching and investing in team development
- Ability to create energy and an environment to attract, hire, and retain top talent
- Willingness to travel an average of 10-15% of the time
- Preferred Qualifications
- Master’s Degree in Accounting, Finance, Economics, or Master of Business Administration
- Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification
- 6+ years of experience in auditing in consumer compliance, banking or financial services industry, or risk management
- 6+ years of experience in banking or the financial services industry
- 1+ years of experience with data analytics tools in support of internal audit
- 1+ years of experience with privacy compliance in the financial services industry
Responsibilities
- Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas
- Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
- Provide significant input into the development of the annual audit plan
- Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
- Establish and build working relationships with internal and external management
- Communicate the results of audit projects to management (written reports/oral presentations)
- Manage audit work and project resources during audit engagements, providing feedback on work performed to audit team members, as appropriate
Skills
Internal Auditing
Compliance Auditing
Audit Planning
Audit Execution
Data Analytics
Risk Assessment
Audit Reporting
Project Management
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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