Associate Director, Regulatory Intake Compliance

The Associate Director, Regulatory Intake Compliance is responsible for enterprise-wide regulatory monitoring, including communicating new or amended regulations and implementing quality assurance processes. They will oversee a team of subject matter experts, advise business units to reduce compliance risk, and develop/maintain departmental policies and procedures. Responsibilities include managing data within Enterprise Solution Point (ESP), coordinating inter-departmental meetings, maintaining stakeholder relationships, leading complex problem-solving, and developing consistent end-to-end regulatory processes. They will also define metrics for tracking regulatory distribution and implementation, develop post-implementation compliance assessment programs, and build a high-performance team.