Werkstudium oder Praktikum, Compliance EMEA (6 months) at Wellington Management

Frankfurt, Hessen, Germany

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Not SpecifiedCompensation

InternshipExperience Level

InternshipJob Type

UnknownVisa

Investment Management, FinanceIndustries

Requirements

Fluency in both German and English
Studying towards a Bachelor's or Master's degree (especially those with a Law LLB background)
Basic understanding of compliance and regulatory standards
Interest in learning about financial services and investment operations
Strong organisational skills and attention to detail
Good analytical and problem-solving abilities
Effective communication skills
Proficiency with Microsoft Office tools

Responsibilities

Learn about business processes and the investment management industry to identify and manage potential regulatory risks
Implement measures to mitigate risks, such as creating and updating policies and procedures to ensure compliance with laws and regulations
Interact with stakeholders (business owners, management, and regulators), advise on compliance matters, communicate policies effectively, provide training programs, and raise awareness about compliance and ethical behaviour
Support audits to identify compliance issues and address them promptly
Act as a liaison between the organization and regulatory bodies (BaFin, Bundesbank, Bank of Italy, Consob, and CNMV)
Report on the effectiveness of compliance controls

Skills

Regulatory Compliance

Risk Management

Policy Development

Stakeholder Engagement

Compliance Training

Financial Crime Compliance

EMEA Regulations

Wellington Management

Global investment management for institutional clients

About Wellington Management

Wellington Management provides a variety of investment management services, including equity, fixed income, multi-asset, and alternative investments. The firm focuses on managing assets for institutional clients like pension funds and insurance companies, as well as individual investors. Their investment strategies are tailored to meet the specific needs of their clients, utilizing extensive market insights and research capabilities. Unlike many competitors, Wellington Management integrates environmental, social, and governance (ESG) factors into their investment processes, promoting sustainable investing. The firm aims to create a diverse and inclusive workplace while delivering strong investment performance for their clients.

Boston, MassachusettsHeadquarters

1933Year Founded

$44,106.5MTotal Funding

N/ACompany Stage

Social Impact, Financial ServicesIndustries

1,001-5,000Employees

Benefits

Comprehensive health coverage

Work-life balance

Financial future

Development

Risks

Increased competition in AI-powered sortation technology could impact Wellington's investments.

Potential regulatory challenges in genetic medicine may affect portfolio companies like nChroma Bio.

Volatility in the biopharmaceutical market could impact investments like Metsera.

Differentiation

Wellington Management integrates ESG factors into investment processes, aligning with sustainable investing trends.

The firm offers diverse investment solutions, including equity, fixed income, and alternative investments.

Wellington leverages deep research capabilities to deliver tailored investment strategies for clients.

Upsides

Increased interest in AI solutions offers expansion opportunities in AI-driven sustainability initiatives.

Growing trend in genetic medicine allows portfolio diversification in the biotech sector.

Rising interest in biotechnological innovations aligns with focus on alternative investments.

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