Responsibilities

The Sr. Compliance Analyst will design, implement, and maintain AML/CFT policies, procedures, and controls to ensure compliance with federal and state regulations, conduct AML/CFT and OFAC risk assessments, identify potential risks and recommend mitigation strategies, lead the monitoring and testing of AML/CFT controls, develop and manage AML/CFT training programs, establish and enhance ongoing monitoring and testing processes, conduct enhanced due diligence (EDD) reviews and investigations, monitor suspicious activity transactions, file suspicious activity referrals, prepare compliance reports, assist in managing SOC compliance efforts, support vendor due diligence, stay current with regulatory developments, collaborate with internal stakeholders, and assist the VP of Compliance with regulatory examinations, audits, and reporting obligations.