Sr Analyst, Compliance Financial Crime at Northern Trust

Manila, Metro Manila, Philippines

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, BankingIndustries

Requirements

College or University degree and/or relevant proven work experience
3 years of experience in AML, Ethics/Conduct, Risk Reporting or any compliance related process in a Financial Institution or equivalent
Experienced SME in offshore banking and financial services team/s
Any relevant financial certifications (preferred)
Ability to communicate in a clear, concise and effective manner (verbal and written)
Financial Institution Regulatory and Compliance knowledge
General knowledge of Global/Regional Financial Institution regulations and bank program implementation activities
Confidence and expertise to advise management and the business
Proactivity and minimal supervision required
Strong interpersonal skills and collaborative approach
Ability to deal effectively with different personalities to address competing deadlines
Attention to detail
Expanded conceptual knowledge in own job discipline
Understanding of key business drivers

Responsibilities

Manages or supports execution of key monthly and quarterly risk governance reporting
Completes investigations to determine if a financial crime (fraud, money laundering, or terrorist financing) has occurred and involves Northern Trust accounts, clients, operations, or employees
Serves as a key subject matter expert and mentor to other more junior level employees
Carries out complex activities with potential regulatory compliance impact
Consults with management regarding more complex or sensitive investigations
Effectively communicates to upper management any issues/discrepancies that arise from processing Ethics/OCOI requests in My Compliance Office (MCO)
May lead projects and/or provide direction and train more junior-level staff
Operates independently; has in-depth knowledge of financial crimes; and carries out activities that are large in scope, cross-functional and technically difficult
Prepares management reports to communicate risk exposures and the sources of those exposures to internal committees and senior management
Solves problems in straightforward situations
Analyzes possible solutions using technical experience and judgment and precedents
Impacts quality of own work and the work of others on the team
Works within guidelines and policies
Provides informal guidance to new team members

Skills

Key technologies and capabilities for this role

Financial Crime InvestigationsAMLFraud DetectionMoney LaunderingTerrorist FinancingRisk Governance ReportingRegulatory ComplianceEthics ComplianceManagement Reporting

Questions & Answers

Common questions about this position

What experience is required for the Sr Analyst, Compliance Financial Crime role?

A College or University degree and/or relevant proven work experience is required, along with 3 years of experience in AML, Ethics/Conduct, Risk Reporting or any compliance related process.

What key skills are needed for this position?

The role requires Financial Institution Regulatory and Compliance knowledge, ability to communicate clearly and concisely, strong interpersonal skills, attention to detail, and proactivity with minimal supervision.

Is this a remote position or does it require office work?

This information is not specified in the job description.

What is the salary or compensation for this role?

This information is not specified in the job description.

What makes a strong candidate for this compliance analyst position?

Strong candidates will have in-depth knowledge of financial crimes, experience in AML or compliance processes, regulatory knowledge, and the ability to mentor juniors while operating independently on complex investigations.