Sr Analyst, Compliance Fin Crime at Northern Trust

Manila, Metro Manila, Philippines

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, BankingIndustries

Requirements

In-depth knowledge of financial crimes
Experience working with or in a Financial Crime Compliance team
Knowledge of custody, asset servicing, fund administration, securities lending, asset management, and wealth management businesses (preferred)
Ability to analyse data to identify opportunities for monitoring/testing
Ability to identify risks in a process through assurance and monitoring programs
Ability to use initiative and work unsupervised in a proactive manner
Ability to collaborate and maintain positive partnerships with business partners while remaining objective, with an ability to make an independent assessment of the risk environment and business challenges
Ability to work to deadlines
Excellent attention to detail
Strong organisational skills, a collaborative approach to work, with strong interpersonal skills
Able to work with a cross section of teams across multiple locations

Responsibilities

Assist with maintaining existing Hong Kong related procedures for countering financial crime, including money laundering, sanctions, politically exposed persons, and anti-bribery and corruption
Provide AML advisory guidance to business partners in various business lines, including Asset Servicing, Asset Management, and Wealth Management
Assist with monitoring, undertaking impact assessment, and implementing financial crime regulatory changes in Hong Kong
Alongside MLRO, partner with management and business partners to implement financial crime compliance programs, including training on such programs
Embed the Northern Trust framework for identifying and documenting all local financial crime compliance obligations through rules mapping, risk assessments, monitoring, and regulatory change management processes
Assist MLRO to conduct Financial Crime Compliance Enterprise Wide Risk assessments annually or as otherwise required for HK
Review suspicious transaction monitoring conducted by a centralized team
Assist MLRO in preparing AML reporting, including for internal committees and boards
Work in partnership with the wider Compliance, Financial Crime Compliance, Risk, and Controls teams
Support AML/KYC matters in relation to the onboarding/periodic review of Hong Kong contracted & serviced clients
Assist HK MLRO to oversee China branch’s AML activities by reviewing and providing input into policies, the Enterprise Wide Risk Assessment, financial crime rules mapping, gap assessments, etc
Assist the China MLRO to provide training to China partners

Skills

Key technologies and capabilities for this role

AMLKYCSanctions CompliancePEPAnti-BriberyRisk AssessmentRegulatory Change ManagementSuspicious Transaction MonitoringCompliance TrainingRules Mapping

Questions & Answers

Common questions about this position

What is the salary or compensation for this Sr Analyst role?

This information is not specified in the job description.

Is this position remote or does it require office work in Hong Kong?

This information is not specified in the job description.

What key skills are required for this Financial Crime Compliance Analyst role?

Candidates need in-depth knowledge of financial crimes, experience in a Financial Crime Compliance team, ability to analyze data for monitoring/testing, identify risks through assurance programs, work proactively unsupervised, collaborate objectively with business partners, meet deadlines, and possess excellent attention to detail and strong organizational skills.

What is the company culture like at Northern Trust?

Northern Trust emphasizes enduring principles of service, expertise, and integrity, with a collaborative approach supported by over 22,000 partners serving sophisticated clients using leading technology and exceptional service.

What makes a strong candidate for this compliance role?

A strong candidate will have in-depth financial crime knowledge, experience in Financial Crime Compliance teams, familiarity with custody/asset servicing/wealth management businesses, and skills in risk identification, data analysis, proactive collaboration, and meeting deadlines with attention to detail.