Sr Analyst, Compliance Fin Crime at Northern Trust

Manila, Metro Manila, Philippines

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Possess in-depth knowledge of financial crimes
Experience of working with or in a Financial Crime Compliance team
Ideally possess a basic understanding of fund business, as well as transfer agency, and fund manager’s AML obligations
Ideally possess experience in quality assurance monitoring, testing and thematic reviews
Analyzing data to identify opportunities for monitoring/testing
Ability to identify risks in a process through assurance and monitoring programs
Ability to operate independently
Self-Starter
Able to work to deadlines
Excellent attention to detail
Excellent communication and written skills
Able to work with a cross section of teams across multiple locations
Proficiency in Excel, Word, PowerPoint and other Microsoft products

Responsibilities

Provide AML and CTF advice to TA business
Reviewing first line procedures against policy and regulatory requirements and providing input in the development of new and existing policy, procedures and other levels of framework
Act as a subject matter expert representing FCC in new and existing project initiatives
Management and deployment of an adequate assurance and testing program. Where issues are identified, appropriate mitigating actions are raised, agreed and tracked to completion
Production and issuing of formal reports on the output of monitoring and testing to senior management
Undertake disposition of potential raised sanction, PEP & AM alerts and escalate to the MLRO and relevant teams when appropriate
Attendance of client meetings to provide overview of the undertakings of TA ARO and FCC
Maintain a strong collaborative working relationship with APAC Transfer Agency
Provide management information periodically to support management oversight and current MI programs
Assist the MLRO’s and provision of AML Compliance support as needed within the team

Skills

Key technologies and capabilities for this role

AMLCTFFinancial Crime ComplianceSanctions ScreeningPEP ScreeningAdverse Media ReviewCompliance Policy DevelopmentAssurance TestingRegulatory Procedures ReviewTransfer AgencyMLRO Support

Questions & Answers

Common questions about this position

What is the salary or compensation for this Sr Analyst role?

This information is not specified in the job description.

Is this position remote or does it require office work?

This information is not specified in the job description.

What key skills are required for this Compliance Fin Crime Analyst role?

Candidates need in-depth knowledge of financial crimes, experience in a Financial Crime Compliance team, ability to identify risks through assurance and monitoring, proficiency in Excel, Word, PowerPoint, excellent communication skills, and attention to detail.

What is the company culture like at Northern Trust?

Northern Trust offers a flexible and collaborative work culture where movement within the organization is encouraged, senior leaders are accessible, and employees can take pride in working for a company committed to communities.

What makes a strong candidate for this role?

A strong candidate will be a self-starter able to operate independently, work to deadlines, collaborate across multiple locations, and have experience in quality assurance monitoring, testing, and financial crime compliance.