Senior Manager, Audit Services -Investments at Vanguard

Wayne, Pennsylvania, United States

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Investments, Financial ServicesIndustries

Requirements

Undergraduate degree in a business-related field or equivalent experience. Professional certification (e.g., CIA, CFA, CPA) or advanced degree (e.g., MBA) is a plus
Minimum of five years of relevant work experience
Significant management experience in audit, risk, or internal controls, with deep expertise in risk management, financial services, and corporate finance
Proven leadership skills, including hiring, talent development, coaching, and performance management
Ability to thrive in a complex, dynamic, and fast-paced environment with strong project execution capabilities
Strong interpersonal and communication skills, with a collaborative approach and willingness to contribute beyond direct responsibilities
Excellent relationship-building skills and a client-focused approach, with experience presenting findings to senior leadership
Strong conceptual thinking and the ability to influence and lead change
Proximity to Chesterbrook, PA office (hybrid position). Visa sponsorship not available

Responsibilities

Hire, evaluate, and supervise audit team members, providing mentorship, training, and performance feedback. Set performance standards and make compensation decisions
Plan, direct, and oversee audit activities for the Investments division, including risk assessments and audit planning
Lead multiple audit and consulting engagements to ensure timely delivery of high-quality, beneficial work. Provide subject matter expertise and industry insights
Define and communicate engagement objectives to audit teams and business partners. Assess risk, analyze data, and evaluate internal controls
Establish and maintain strong relationships with business leaders and risk partners across the Investment Lifecycle
Communicate audit status and results to senior management, influencing them to act on recommendations and improve the control environment
Set clear expectations for the team and provide coaching to support professional development. Leverage team strengths to ensure collaboration and timely execution
Participate in special projects and contribute to continuous improvement initiatives

Skills

Key technologies and capabilities for this role

Internal AuditSOXRisk AssessmentAudit PlanningPortfolio ManagementTradingEnterprise Risk ManagementData AnalysisInternal ControlsPeople LeadershipMentorshipStakeholder Management

Questions & Answers

Common questions about this position

Is this a remote or hybrid role?

This is a hybrid position.

What qualifications and experience are required for this role?

Candidates need an undergraduate degree in a business-related field or equivalent experience, a minimum of five years of relevant work experience, and significant management experience in audit, risk, or internal controls with deep expertise in risk management, financial services, and corporate finance. Professional certifications like CIA, CFA, or CPA, or an advanced degree like an MBA are a plus. Proven leadership skills in hiring, talent development, coaching, and performance management are also required.

What does the company culture emphasize for this team?

The role involves fostering a collaborative, agile, and development-focused environment, with emphasis on talent development, coaching, building strategic partnerships, and strong relationship-building with business leaders.

What salary or compensation information is provided?

This information is not specified in the job description.

What makes a strong candidate for this Senior Manager role?

Strong candidates have significant management experience in audit, risk, or internal controls within investments and financial auditing, proven people leadership skills including hiring and coaching, and the ability to thrive in a complex, fast-paced environment while influencing senior leaders.

Vanguard

Client-owned investment management firm offering low-cost funds

About Vanguard

Vanguard provides financial services with a focus on investment management. The company offers a variety of products, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and 401k rollovers, aimed at individual investors, financial advisors, and institutions. Vanguard's unique ownership structure means it is owned by its funds, which are in turn owned by the clients, allowing it to prioritize the needs of its investors over external shareholders. This model enables Vanguard to offer low-cost investment options, as it primarily earns revenue through management fees that are generally lower than industry standards. Additionally, Vanguard provides personalized investment advisory services, charging fees based on the assets managed. The company's goal is to help clients grow their wealth and achieve their financial objectives through effective investment strategies, while maintaining a competitive performance track record.

Kline Township, PennsylvaniaHeadquarters

1975Year Founded

SECONDARYCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Best-in-class medical, dental & vision coverage

Onsite health clinic & fitness center

Health Smart Rewards program

Vanguard Retirement Savings Plan

Education Benefits

PTO

Family Planning Benefist

Parental leave

Personal development opportunities

Volunteer Time Off

Risks

Competition from AI-driven platforms like Writer challenges Vanguard's traditional advisory services.

Vanguard's stake in Steelcase exposes it to the volatile furniture market.

New active bond ETFs may struggle in a low-yield environment with increasing competition.

Differentiation

Vanguard is client-owned, aligning its interests with investors, unlike traditional firms.

The firm offers low-cost investment products, making it attractive to cost-conscious investors.

Vanguard's ownership structure allows it to focus on long-term investor value.

Upsides

Vanguard's new active bond ETFs offer diversified, low-cost fixed income options.

The acquisition of Steelcase shares diversifies Vanguard's portfolio into the furniture industry.

Launching the International Dividend Growth Fund appeals to investors seeking sustainable dividend growth.

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