Senior Issuer Surveillance Analyst at Nasdaq

Vilnius, Vilniaus Apskritis, Lithuania

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Capital Markets, Stock ExchangeIndustries

Requirements

Fluent in English (oral and writing)
Experience of finance, financial markets and understanding of trading and financial instruments
Broad knowledge of Microsoft Excel, proficiency with Word and PowerPoint
Excellent oral and written communication skills
Team player with a proactive approach and able to collaborate across departments/locations
Excellent organizational and time-management capabilities
Preferably a degree in Finance, Law, Economics, Business or a related field

Responsibilities

Assessing and managing corporate actions, e.g., registration of name change, repurchase, split, reverse split, appointment and replacement of liquidity providers, replacement of Certified Adviser
Review of applications for increased amounts for already listed financial instruments
Prepare and publish exchange notices
Administer and conduct first review of the annual certification for Certified Advisers
Conduct thematic reviews of issuers in accordance with the annual plan
Other administrative tasks relating to issuer surveillance, e.g. statistics and support to warrants & certificates listings

Skills

Issuer Surveillance

Market Surveillance

Listings Monitoring

Equities

Fixed Income

Exchange Traded Products

Regulatory Compliance

Investigations

Nasdaq

Operates electronic stock exchange and financial services

About Nasdaq

Nasdaq operates one of the largest electronic stock exchanges in the world, providing a platform for buying and selling securities. It caters to a wide range of clients, including individual and institutional investors, as well as corporations. Nasdaq offers various financial products and services, such as the Nasdaq Smart Portfolio, which uses advanced analytics to help investors optimize their stock portfolios. Additionally, Nasdaq supports non-financial marketplaces and is recognized for its efforts in sustainable investment practices. The company earns revenue through transaction and listing fees, along with subscription services for its products. Nasdaq aims for global expansion and innovation, with nearly 40 offices around the world.

New York City, New YorkHeadquarters

1971Year Founded

$9,370.5MTotal Funding

IPOCompany Stage

Data & Analytics, Fintech, Financial ServicesIndustries

5,001-10,000Employees

Risks

Adenza acquisition's high price may affect shareholder confidence and stock performance.

Integration of Metrio's ESG software may face challenges, delaying expected benefits.

Nasdaq's secondary stock offering could lead to stock dilution, affecting shareholder value.

Differentiation

Nasdaq operates one of the world's largest electronic stock exchanges.

Nasdaq offers advanced analytics through its Smart Portfolio for investment optimization.

Nasdaq is a pioneer in sustainable investment practices with a focus on ESG solutions.

Upsides

Nasdaq's acquisition of Adenza expands its financial technology capabilities.

Nasdaq's secondary stock offering could provide capital for strategic investments.

Nasdaq Private Market's Series B financing indicates strong investor confidence.

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