Senior Issuer Surveillance Analyst at Nasdaq

Vilnius, Vilniaus Apskritis, Lithuania

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Capital Markets, Stock ExchangeIndustries

Requirements

Fluent in English (oral and writing)
Experience of finance, financial markets and understanding of trading and financial instruments
Broad knowledge of Microsoft Excel, proficiency with Word and PowerPoint
Excellent oral and written communication skills
Team player with a proactive approach and able to collaborate across departments/locations
Excellent organizational and time-management capabilities
Preferably a degree in Finance, Law, Economics, Business or a related field

Responsibilities

Assessing and managing corporate actions, e.g., registration of name change, repurchase, split, reverse split, appointment and replacement of liquidity providers, replacement of Certified Adviser
Review of applications for increased amounts for already listed financial instruments
Prepare and publish exchange notices
Administer and conduct first review of the annual certification for Certified Advisers
Conduct thematic reviews of issuers in accordance with the annual plan
Other administrative tasks relating to issuer surveillance, e.g. statistics and support to warrants & certificates listings

Skills

Key technologies and capabilities for this role

Issuer SurveillanceMarket SurveillanceListings MonitoringEquitiesFixed IncomeExchange Traded ProductsRegulatory ComplianceInvestigations

Questions & Answers

Common questions about this position

What is the location or work arrangement for this role?

The role is based in Vilnius and will be reporting into a Copenhagen-based team.

What is the salary or compensation for this position?

This information is not specified in the job description.

What skills and experience are required for this role?

Candidates need to be fluent in English (oral and writing), have experience of finance, financial markets and understanding of trading and financial instruments, broad knowledge of Microsoft Excel with proficiency in Word and PowerPoint, and excellent oral and written communication skills.

What is the company culture like at Nasdaq?

Nasdaq encourages everyone to take initiative, challenge the status quo, take intelligent risks, feel welcome, bring their authentic self to work, and builds a culture where all feel connected, supported, and empowered.

What makes a strong candidate for this Senior Issuer Surveillance Analyst role?

A strong candidate is a team player with a proactive approach, fluent in English, with experience in finance and financial markets, understanding of trading and instruments, proficiency in Microsoft Office tools, and excellent communication skills.

Nasdaq

Operates electronic stock exchange and financial services

About Nasdaq

Nasdaq operates one of the largest electronic stock exchanges in the world, providing a platform for buying and selling securities. It caters to a wide range of clients, including individual and institutional investors, as well as corporations. Nasdaq offers various financial products and services, such as the Nasdaq Smart Portfolio, which uses advanced analytics to help investors optimize their stock portfolios. Additionally, Nasdaq supports non-financial marketplaces and is recognized for its efforts in sustainable investment practices. The company earns revenue through transaction and listing fees, along with subscription services for its products. Nasdaq aims for global expansion and innovation, with nearly 40 offices around the world.

New York City, New YorkHeadquarters

1971Year Founded

$9,370.5MTotal Funding

IPOCompany Stage

Data & Analytics, Fintech, Financial ServicesIndustries

5,001-10,000Employees

Risks

Adenza acquisition's high price may affect shareholder confidence and stock performance.

Integration of Metrio's ESG software may face challenges, delaying expected benefits.

Nasdaq's secondary stock offering could lead to stock dilution, affecting shareholder value.

Differentiation

Nasdaq operates one of the world's largest electronic stock exchanges.

Nasdaq offers advanced analytics through its Smart Portfolio for investment optimization.

Nasdaq is a pioneer in sustainable investment practices with a focus on ESG solutions.

Upsides

Nasdaq's acquisition of Adenza expands its financial technology capabilities.

Nasdaq's secondary stock offering could provide capital for strategic investments.

Nasdaq Private Market's Series B financing indicates strong investor confidence.

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