Senior Compliance Analyst, Quality Assurance at OKX

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Cryptocurrency, FinTech, Financial ServicesIndustries

Requirements

3+ years experience in conducting AML related Learning and Development materials, Audit/Quality Assurance analysis, due-diligence, and investigations in a financial services institution. Experience with compliance training is a plus
Solid understanding of BSA/AML regulations, investigative procedures, and risk mitigation strategies
Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines
Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units
Should be a self-starter, organized, detail oriented, and results driven
Excellent command of spoken and written English is required
Prior experience working in a multi-national or matrix environment (nice-to-have)
Knowledge of AML/CFT/Sanctions, money transmission regulations, and industry best practices (nice-to-have)
Familiarity with commonly used transaction monitoring & investigation tool(s), such as Chainalysis, Elliptic, TRM Lab (nice-to-have)

Responsibilities

Lead new joiner training sessions, ensuring onboarding content is current, effective, and aligned with QA expectations
Create targeted training materials informed by QA trends and common case errors
Ensure training records are properly documented and audit ready
Conduct thorough and constructive secondary reviews of the investigators' work to ensure accuracy, adherence to policies, and regulatory compliance
Deliver clear, constructive feedback to investigators and team leads
Foster a collaborative and positive team environment, promoting knowledge sharing and continuous learning
Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders, Training and other FIU managers to recommend mitigating activities for risk, improve quality of investigations, team performance and close process gaps
Work with team leads and AML managers to streamline processes and enhance the effectiveness of the AML investigation team, continuously improve and evolve the QA framework and scorecards, including the development of new QA functions

Skills

AML

Quality Assurance

Compliance Training

Investigations

Onboarding

FIU

Process Improvement

Risk Management

FinTech

Crypto Compliance

OKX

Cryptocurrency exchange and DeFi services

About OKX

OKX is a leading cryptocurrency exchange that serves over 50 million users globally with a diverse suite of crypto trading and earning services. Dedication to leveraging blockchain technology to offer services like spot, margin, and derivatives markets, along with DeFi portfolio management and NFT marketplace access, underscores their commitment to enabling decentralized financial access. The company fosters a culture that values financial innovation and leadership in the digital finance sphere.

Singapore, SingaporeHeadquarters

2017Year Founded

$856.3MTotal Funding

PE_GROWTHCompany Stage

Fintech, Crypto & Web3Industries

5,001-10,000Employees