Senior Compliance Analyst, Quality Assurance at OKX

Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Cryptocurrency, FinTech, Financial ServicesIndustries

Requirements

3+ years experience in conducting AML related Learning and Development materials, Audit/Quality Assurance analysis, due-diligence, and investigations in a financial services institution. Experience with compliance training is a plus
Solid understanding of BSA/AML regulations, investigative procedures, and risk mitigation strategies
Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines
Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units
Should be a self-starter, organized, detail oriented, and results driven
Excellent command of spoken and written English is required
Prior experience working in a multi-national or matrix environment (nice-to-have)
Knowledge of AML/CFT/Sanctions, money transmission regulations, and industry best practices (nice-to-have)
Familiarity with commonly used transaction monitoring & investigation tool(s), such as Chainalysis, Elliptic, TRM Lab (nice-to-have)

Responsibilities

Lead new joiner training sessions, ensuring onboarding content is current, effective, and aligned with QA expectations
Create targeted training materials informed by QA trends and common case errors
Ensure training records are properly documented and audit ready
Conduct thorough and constructive secondary reviews of the investigators' work to ensure accuracy, adherence to policies, and regulatory compliance
Deliver clear, constructive feedback to investigators and team leads
Foster a collaborative and positive team environment, promoting knowledge sharing and continuous learning
Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders, Training and other FIU managers to recommend mitigating activities for risk, improve quality of investigations, team performance and close process gaps
Work with team leads and AML managers to streamline processes and enhance the effectiveness of the AML investigation team, continuously improve and evolve the QA framework and scorecards, including the development of new QA functions

Skills

Key technologies and capabilities for this role

AMLQuality AssuranceCompliance TrainingInvestigationsOnboardingFIUProcess ImprovementRisk ManagementFinTechCrypto Compliance

Questions & Answers

Common questions about this position

What experience is required for the Senior Compliance Analyst role?

Candidates need 3+ years of experience in Anti-Money Laundering (AML) investigations, Quality Assurance (QA) review, and compliance training, particularly in financial services, FinTech, or crypto environments.

What are OKX's core principles and company culture like?

OKX is united by core principles: We Before Me, Do the Right Thing, and Get Things Done, which drive a friendly, rewarding, and diverse environment.

What does the Compliance team at OKX do?

The Compliance function is responsible for the overall compliance culture, acting as risk-minded problem solvers who advise on regulatory obligations and enterprise risk, with this role in the Financial Intelligence Unit (FIU) focusing on training and QA reviews.

Is the salary or compensation mentioned for this position?

This information is not specified in the job description.

What makes a strong candidate for this Senior Compliance Analyst position?

A strong candidate will have 3+ years in AML investigations, QA review, and compliance training from financial services, FinTech, or crypto, with skills in leading training, conducting reviews, analyzing data for process gaps, and fostering team collaboration.

OKX

Cryptocurrency exchange and DeFi services

About OKX

OKX is a leading cryptocurrency exchange that serves over 50 million users globally with a diverse suite of crypto trading and earning services. Dedication to leveraging blockchain technology to offer services like spot, margin, and derivatives markets, along with DeFi portfolio management and NFT marketplace access, underscores their commitment to enabling decentralized financial access. The company fosters a culture that values financial innovation and leadership in the digital finance sphere.

Singapore, SingaporeHeadquarters

2017Year Founded

$856.3MTotal Funding

PE_GROWTHCompany Stage

Fintech, Crypto & Web3Industries

5,001-10,000Employees