Senior Regulatory Associate (Hybrid - Birmingham, Al)
Protective LifeSalary not specified
- Full Time
- Senior (5 to 8 years)
$110,000 – $140,000Compensation
Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level
InternshipJob Type
UnknownVisa
Financial Services, ComplianceIndustries
Requirements
Candidates should possess a Bachelor’s degree in a relevant field, and ideally have 5+ years of experience in transfer agency registration or a related area. Strong attention to detail and the ability to work with sensitive data are essential, along with a solid understanding of data protection regulations and compliance procedures.
Responsibilities
The Senior Analyst will be responsible for receiving and scanning original documentation, ensuring adherence to data protection requirements, coordinating investor mailings, arranging archiving or destruction of documentation, and performing quality checks and assurance. They will also support junior team members, identify optimization opportunities, manage workflow queues, maintain procedures, and collaborate with internal departments and group projects on allocated projects, while providing day-to-day oversight for India partners and complying with regulatory requirements.
Skills
Data Protection
Compliance Procedures
Data Scanning
Quality Checks
Workflow Management
Investor Mailings
Archiving
Destruction of Documentation
Regulatory Requirements
Northern Trust
About Northern Trust
N/AHeadquarters
N/AYear Founded
N/ACompany Stage