Capital One

Manager, Software Compliance Advisor

McLean, Virginia, United States

$60,000 – $90,000Compensation
Mid-level (3 to 4 years), Junior (1 to 2 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Compliance, Risk ManagementIndustries

Requirements

Candidates should possess a Bachelor’s degree in a relevant field, such as Law, Compliance, or Business Administration, and have a minimum of 7 years of experience in software compliance, regulatory affairs, or a related area. Strong knowledge of relevant laws and regulations, both domestic and international, is essential, along with demonstrated experience in risk assessment and mitigation.

Responsibilities

The Manager, Software Compliance Advisor will identify trends and proactively advise on regulatory risks, maintain subject matter expertise of applicable laws and regulations, and advise Capital One Software on compliance requirements across various scenarios including new products and process development. They will support the development and maintenance of the Compliance Management Program, assist lines of business with compliance advice, and perform risk assessments as defined by the Enterprise Risk Management Policy. Additionally, this role will contribute to management reports, identify compliance testing opportunities, and assist in capturing and analyzing compliance data to ensure consistent risk management.

Skills

Regulatory Affairs
Risk Assessment
Compliance Management
Risk Mitigation
Legal Compliance
Data Analysis
Software Compliance

Capital One

Offers diverse financial products and services

About Capital One

Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.

Key Metrics

McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees

Benefits

Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program

Risks

Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.

Differentiation

Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.

Upsides

Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.

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