Investment Access Strategist at Vanguard

Malvern, Pennsylvania, United States

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Not SpecifiedCompensation

Mid-level (3 to 4 years)Experience Level

Full TimeJob Type

UnknownVisa

Finance, Investment ManagementIndustries

Requirements

Minimum of five years related work experience
Undergraduate degree or equivalent combination of training and experience. Graduate degree preferred
Experience in access management, audit, and/or controls preferred
Passionate about building investment management acumen

Responsibilities

Leads development of initiatives to improve and implement best practice investment access risk strategies for the risk framework
Develops strong risk assessments, change management practices, internal risk monitoring and reporting infrastructure, targeted reviews, controls assurance, and external monitoring programs. Ensures the program is compatible with the enterprise risk framework
Designs and conducts investment access risk assessments. Works with business unit teams to mitigate risks and optimize processes. Uses knowledge to design effective controls and monitors key controls for operational effectiveness
Provides thought leadership and subject matter expertise on cross-divisional teams for investment access related topics. Ensures consistent implementation of investment access and business continuity risk policies and procedures
Identifies leading investment access risk indicators through development and alignment of metrics. Develops and maintains metrics to communicate the status of measures effectively
Ensures that industry and regulatory standards are current by developing and maintaining knowledge of financial markets, securities and general investment themes in order to bring an informed perspective to investment access risk management processes and policies
Participates in special projects and performs other duties as assigned

Skills

risk assessment

change management

controls assurance

access management

audit

risk monitoring

metrics development

policy implementation

business continuity

regulatory compliance

Vanguard

Client-owned investment management firm offering low-cost funds

About Vanguard

Vanguard provides financial services with a focus on investment management. The company offers a variety of products, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and 401k rollovers, aimed at individual investors, financial advisors, and institutions. Vanguard's unique ownership structure means it is owned by its funds, which are in turn owned by the clients, allowing it to prioritize the needs of its investors over external shareholders. This model enables Vanguard to offer low-cost investment options, as it primarily earns revenue through management fees that are generally lower than industry standards. Additionally, Vanguard provides personalized investment advisory services, charging fees based on the assets managed. The company's goal is to help clients grow their wealth and achieve their financial objectives through effective investment strategies, while maintaining a competitive performance track record.

Kline Township, PennsylvaniaHeadquarters

1975Year Founded

SECONDARYCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Best-in-class medical, dental & vision coverage

Onsite health clinic & fitness center

Health Smart Rewards program

Vanguard Retirement Savings Plan

Education Benefits

PTO

Family Planning Benefist

Parental leave

Personal development opportunities

Volunteer Time Off

Risks

Competition from AI-driven platforms like Writer challenges Vanguard's traditional advisory services.

Vanguard's stake in Steelcase exposes it to the volatile furniture market.

New active bond ETFs may struggle in a low-yield environment with increasing competition.

Differentiation

Vanguard is client-owned, aligning its interests with investors, unlike traditional firms.

The firm offers low-cost investment products, making it attractive to cost-conscious investors.

Vanguard's ownership structure allows it to focus on long-term investor value.

Upsides

Vanguard's new active bond ETFs offer diversified, low-cost fixed income options.

The acquisition of Steelcase shares diversifies Vanguard's portfolio into the furniture industry.

Launching the International Dividend Growth Fund appeals to investors seeking sustainable dividend growth.

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