Internal Audit SOX Reporting Specialist at Vanguard

Wayne, Pennsylvania, United States

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Not SpecifiedCompensation

Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Investment ManagementIndustries

Requirements

Minimum of five years related work experience. Audit, SOX, and/or risk experience preferred
Undergraduate degree or equivalent combination of training and experience
Strong communication skills, both written and verbal, with a collaborative mentality
Proficiency in data visualization and familiarity with Excel, Tableau, PowerApps and/or PowerBI experience preferred
Candidates must be within commuting distance of Chesterbrook, PA office and able to meet in-office requirements for hybrid position
No visa sponsorship offered

Responsibilities

Oversee and ensure timely delivery of high-quality projects that support IAS’s strategic initiatives, particularly as it relates to reporting, technology, and automation
Assist with preparation of data visualizations and materials for board/audit committee and executive reporting
Develop and maintain department-wide and stakeholder-facing dashboards and automations
Identify opportunities to enhance insights and information presented to senior leaders
Perform analysis of IAS data, identifying correlations and trends to enable decision making and bring new ideas for consideration based on knowledge of IAS’s work
Collaborate with leadership and crew to consistently improve data quality, reporting, data analysis, and technology across teams
Build strong relationships with IAS partners across all levels and teams
Maintain and leverage relationships with internal and external business partners and professional organizations to stay informed about industry trends and developments
Participate in special projects and perform other duties as assigned

Skills

SOX Reporting

Internal Audit

Data Visualization

Dashboard Management

Data Analysis

Reporting

Automation

Risk Management

Vanguard

Client-owned investment management firm offering low-cost funds

About Vanguard

Vanguard provides financial services with a focus on investment management. The company offers a variety of products, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and 401k rollovers, aimed at individual investors, financial advisors, and institutions. Vanguard's unique ownership structure means it is owned by its funds, which are in turn owned by the clients, allowing it to prioritize the needs of its investors over external shareholders. This model enables Vanguard to offer low-cost investment options, as it primarily earns revenue through management fees that are generally lower than industry standards. Additionally, Vanguard provides personalized investment advisory services, charging fees based on the assets managed. The company's goal is to help clients grow their wealth and achieve their financial objectives through effective investment strategies, while maintaining a competitive performance track record.

Kline Township, PennsylvaniaHeadquarters

1975Year Founded

SECONDARYCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Best-in-class medical, dental & vision coverage

Onsite health clinic & fitness center

Health Smart Rewards program

Vanguard Retirement Savings Plan

Education Benefits

PTO

Family Planning Benefist

Parental leave

Personal development opportunities

Volunteer Time Off

Risks

Competition from AI-driven platforms like Writer challenges Vanguard's traditional advisory services.

Vanguard's stake in Steelcase exposes it to the volatile furniture market.

New active bond ETFs may struggle in a low-yield environment with increasing competition.

Differentiation

Vanguard is client-owned, aligning its interests with investors, unlike traditional firms.

The firm offers low-cost investment products, making it attractive to cost-conscious investors.

Vanguard's ownership structure allows it to focus on long-term investor value.

Upsides

Vanguard's new active bond ETFs offer diversified, low-cost fixed income options.

The acquisition of Steelcase shares diversifies Vanguard's portfolio into the furniture industry.

Launching the International Dividend Growth Fund appeals to investors seeking sustainable dividend growth.

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