Global Head of AML (Financial Services and Investor Compliance) at Northern Trust

Dublin, County Dublin, Ireland

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Not SpecifiedCompensation

Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Minimum of 10 years of Investor AML experience in financial services (preferably in asset servicing, asset management, hedge funds, or wealth management)
Deep understanding of global AML regulations and investor due diligence requirements
Knowledge of fund structures, investor onboarding processes, and cross-border AML considerations
Proven leadership experience managing global teams and complex compliance programs
Strong stakeholder management and communication skills
Strategic mindset with a hands-on approach to operational execution
High ethical standards and commitment to regulatory excellence
Professional certifications such as CAMS, ICA, or equivalent (highly desirable)

Responsibilities

Develop and execute a global AML strategy tailored to investor and financial services risk profiles
Guide global AML teams and coordinate with regional compliance officers to ensure consistent standards
Serve as a senior advisor to executive leadership on AML and financial crime matters
Oversee AML controls related to investor onboarding, due diligence (KYC/EDD), and ongoing monitoring
Ensure robust screening processes for politically exposed persons (PEPs), sanctions, and adverse media
Collaborate with Investor Relations, Fund Operations, and Legal teams to ensure AML compliance across investor touch points
Be an engaged member of the firm's investor AML risk governance committee
Monitor and interpret global AML regulations (e.g., FATF, EU AML Directives, SEC, FCA, MAS) relevant to investor activity
Direct regulatory examinations and audits, ensuring timely and accurate responses
Maintain strong relationships with regulators and industry bodies
Conduct AML risk assessments focused on investor profiles, jurisdictions, and transaction types
Oversee suspicious activity monitoring and reporting, including SAR/STR filings
Develop and present AML metrics, dashboards, and risk reports to senior stakeholders
Design Investor AML training programs for staff involved in investor onboarding and servicing
Promote a culture of compliance and ethical conduct across the organization
Partner with technology teams to enhance AML systems, including transaction monitoring and screening tools
Evaluate and implement advanced analytics and automation to improve AML effectiveness and efficiency