Finance, Financial Controller at BTIG

London, England, United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Broker-DealerIndustries

Requirements

Qualified accountant (Big Four preferable)
Minimum of 5 years’ PQE in financial control, ideally within a UK broker-dealer or audit manager within financial services
Strong understanding of UK GAAP and FCA regulatory requirements
Demonstrated expertise in statutory financial statement preparation and managing annual audits
Robust analytical, organisational, and communication skills, with proven ability to effectively manage multiple priorities and deadlines
Advanced Excel capabilities and familiarity with accounting/ERP systems
Meticulous attention to detail and a commitment to delivering high-quality outputs
Authorized to work full time in the U.S. (no sponsorship for work visas)

Responsibilities

Act as the primary liaison with external auditors throughout annual and interim audit cycles
Coordinate the compilation and submission of all audit-related documentation and schedules
Address auditor queries in a timely manner, ensuring that requests are fulfilled with accuracy and completeness
Facilitate audit planning meetings, status updates, and follow-up on action items or recommendations
Lead on resolving audit findings, documenting remediation plans, and implementing process improvements as necessary
Oversee the preparation of monthly management accounts and annual statutory financial statements in line with UK GAAP
Ensure that all statutory accounts and supporting schedules are prepared accurately, meeting deadlines for filing with FCA and Companies House
Maintain comprehensive and up-to-date documentation to support all entries and disclosures in the financial statements
Lead the preparation and submission of FCA regulatory returns (including MIFIDPRU and other relevant reports)
Coordinate with Compliance functions to embed and monitor best practices for regulatory and financial reporting
Maintain and enhance internal financial controls, policies, and procedures
Review key P&L and balance sheet reconciliations
Recommend and implement procedural or system enhancements to strengthen audit and reporting efficiency
Work with existing finance team members (including overseas teams), providing technical guidance and training
Support budgeting, forecasting, and ad hoc finance projects as required
Foster cross-functional collaboration with Operations, Compliance, and Technology teams

Skills

Key technologies and capabilities for this role

UK GAAPFCA regulationsstatutory financial statementsaudit managementregulatory returnsMIFIDPRUfinancial controlsP&L reconciliationsbalance sheet reconciliationsCompanies House filing

Questions & Answers

Common questions about this position

What qualifications are required for the Financial Controller role?

Candidates must be a qualified accountant (Big Four preferable) with a minimum of 5 years’ PQE in financial control, ideally within a UK broker-dealer or audit manager within financial services.

What key skills are needed for this position?

The role requires a strong understanding of UK GAAP and FCA regulatory requirements, demonstrated expertise in statutory financial statement preparation and managing annual audits, robust analytical, organisational, and communication skills, advanced Excel capabilities, and familiarity with accounting/ERP systems.

Is this role remote or office-based?

This information is not specified in the job description.

What is the compensation for this Financial Controller position?

This information is not specified in the job description.

What work authorization is required for this role?

Candidates must be authorized to work full time in the U.S., as BTIG does not offer sponsorship for work visas.

BTIG

Institutional sales, trading, and investment banking services

About BTIG

BTIG provides institutional sales and trading services, offering equity sales and trading, electronic trading, outsource trading, and corporate access. The firm's core capabilities include investment banking, global sales, electronic and outsource trading, prime brokerage, and research and strategy.

San Francisco, CaliforniaHeadquarters

2002Year Founded

VENTURE_UNKNOWNCompany Stage

Fintech, Financial ServicesIndustries

501-1,000Employees

Benefits

Hybrid Work Options

Flexible Work Hours

Risks

Intensifying competition from fintech companies could impact BTIG's market share and profitability.

Regulatory scrutiny may increase compliance costs for BTIG, affecting its financial performance.

Geopolitical tensions could disrupt BTIG's international operations and client relationships.

Differentiation

BTIG has a strong global presence with offices in the U.S., Europe, Asia, and Australia.

The firm offers a comprehensive range of services including trading, investment banking, and research.

BTIG's leadership team has been strengthened with recent strategic hires and promotions.

Upsides

BTIG is well-positioned to capitalize on the growing demand for personalized investment strategies.

The firm's expansion into energy and healthcare sectors enhances its investment banking capabilities.

BTIG's focus on ESG investing aligns with industry trends towards sustainable finance.

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