Capital One

Director, Regulatory Advisory

McLean, Virginia, United States

$200,000 – $300,000Compensation
Senior (5 to 8 years), Mid-level (3 to 4 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, BankingIndustries

Requirements

Candidates should possess at least 5 years of experience in banking or financial services, operational or enterprise risk management, and a strong understanding of regulatory policy and technological developments in banking and financial services. They should also enjoy working with banking regulators, closely follow regulatory policy, and appreciate risk management as it relates to financial services.

Responsibilities

The Director, Regulatory Advisory will provide thought leadership and strategic advisory services to senior management and other stakeholders regarding changes in the regulatory environment, connect dots across regulatory interactions, and drive internal awareness to minimize regulatory risk. They will foster productive relationships between Capital One and Federal Regulatory Supervisory staff, lead examination preparation activities, oversee execution of on-site activities, identify potential risk areas, monitor corrective actions, and participate in policy-making advocacy activities related to banking and regulatory matters.

Skills

Regulatory Policy
Risk Management
Banking Regulations
Federal Regulatory Supervisory Staff
Examination Preparation
Policy Advocacy
Strategic Advisory
Risk Identification
Corrective Actions

Capital One

Offers diverse financial products and services

About Capital One

Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.

Key Metrics

McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees

Benefits

Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program

Risks

Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.

Differentiation

Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.

Upsides

Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.

Land your dream remote job 3x faster with AI