Senior Compliance Risk Manager - Product Compliance, Personal Banking
Mercury- Full Time
- Senior (5 to 8 years)
Candidates should possess at least 5 years of experience in banking or financial services, operational or enterprise risk management, and a strong understanding of regulatory policy and technological developments in banking and financial services. They should also enjoy working with banking regulators, closely follow regulatory policy, and appreciate risk management as it relates to financial services.
The Director, Regulatory Advisory will provide thought leadership and strategic advisory services to senior management and other stakeholders regarding changes in the regulatory environment, connect dots across regulatory interactions, and drive internal awareness to minimize regulatory risk. They will foster productive relationships between Capital One and Federal Regulatory Supervisory staff, lead examination preparation activities, oversee execution of on-site activities, identify potential risk areas, monitor corrective actions, and participate in policy-making advocacy activities related to banking and regulatory matters.
Offers diverse financial products and services
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.