Compliance Manager / Deputy MLRO at Nium

Hong Kong

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

FinTech, Payments, Financial ServicesIndustries

Requirements

Minimum 5 years of experience in compliance, AML, or regulatory roles within financial services or MSO-regulated entities
Prior experience as a Deputy MLRO or similar senior AML role is highly preferred
Bachelor’s degree in Law, Finance, Business, or a related discipline
Relevant professional certifications such as CAMS, ICA, or equivalent are highly desirable
Strong knowledge of Hong Kong’s AML/CFT regulatory landscape and MSO licensing requirements
Hands-on experience with transaction monitoring tools and STR filing protocols
Exceptional communication, analytical, and stakeholder management skills
Ability to work independently while partnering effectively across cross-functional teams
Proficiency in English and Cantonese is required
Mandarin proficiency is a plus

Responsibilities

Ensure full compliance with Hong Kong AML/CFT regulations under the MSO licensing regime
Maintain, update, and implement internal compliance policies and procedures to reflect evolving regulatory requirements
Provide subject-matter expertise on MSO obligations to internal stakeholders
Support the MLRO in overseeing and enhancing the company’s AML/CFT program
Conduct transaction monitoring reviews, investigate suspicious activities, and prepare STR filings
Serve as the alternate point of contact for regulators (e.g., C&ED, HKMA) in the absence of the MLRO
Conduct periodic compliance risk assessments across business lines
Identify control gaps and recommend practical risk-mitigating enhancements
Collaborate with product, operations, and risk teams to embed compliance-by-design principles
Develop and deliver AML/CFT training to employees at all levels
Champion a strong compliance culture throughout Nium
Prepare regular compliance reports for senior leadership and the Board
Coordinate with internal and external auditors during compliance reviews and examinations
Track remediation efforts and ensure timely closure of audit findings

Skills

Key technologies and capabilities for this role

AMLCFTMSOTransaction MonitoringSTR FilingCompliance PoliciesRisk AssessmentRegulatory ComplianceFinTech

Questions & Answers

Common questions about this position

What experience is required for the Compliance Manager / Deputy MLRO role?

Minimum 5 years of experience in compliance, AML, or regulatory roles within financial services or MSO-regulated entities is required, with prior experience as a Deputy MLRO or similar senior AML role highly preferred. Relevant professional certifications such as CAMS, ICA, or equivalent are highly desirable.

What is the location for this position?

The role is based in Hong Kong to support regulatory compliance for MSO operations there.

What salary or compensation does this role offer?

This information is not specified in the job description.

What education is needed for this position?

A Bachelor’s degree in Law, Finance, Business, or a related discipline is required.

What makes a strong candidate for this Deputy MLRO role?

Candidates with strong knowledge of Hong Kong’s AML/CFT regulatory landscape and MSO licensing requirements, plus hands-on experience with transaction monitoring tools and STR filings, will stand out. Proven leadership in a fast-paced FinTech environment and relevant certifications like CAMS are highly valued.

Nium

Global platform for real-time payments

About Nium

Nium provides real-time payment solutions that enable businesses to send and receive funds instantly, manage foreign exchange transactions, and prevent fraud. Its platform, powered by a proprietary API, allows banks, fintech companies, and money service businesses to integrate services for efficient cross-border money movement. Nium stands out by offering competitive foreign exchange rates and solutions for corporate purchasing and travel payments. The company's goal is to streamline financial transactions for businesses globally while charging fees for its services.

San Francisco, CaliforniaHeadquarters

2016Year Founded

$305.4MTotal Funding

SERIES_ECompany Stage

Fintech, Financial ServicesIndustries

1,001-5,000Employees

Benefits

Health Insurance

Hybrid Work Options

Paid Vacation

Performance Bonus

Stock Options

Professional Development Budget

Mental Health Support

Risks

Increased competition from Loop and EQ Bank's multi-currency Global Visa Card.

Regulatory challenges in diverse African markets could impact partnership with Ecobank.

Technological integration issues may arise with Partior's blockchain-based payment system.

Differentiation

Nium offers real-time cross-border payments, enhancing speed and efficiency for businesses.

The company provides a proprietary API for seamless integration into existing business systems.

Nium's platform supports multiple payment schemes, including Visa, Mastercard, and Diners Club.

Upsides

Partnership with Ecobank expands Nium's reach to 35 African markets, boosting market presence.

Collaboration with Partior enhances transaction transparency and speed via blockchain technology.

Launch of Diners Club International Card increases flexibility for travel industry customers.

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