Deputy Compliance Officer
Bitcoin DepotSalary not specified
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
InsuranceIndustries
Requirements
- Ability to establish and directly manage a Hong Kong Compliance Program tailored to specific compliance needs and risks, including collaboration with Japan business and US stakeholders
- Expertise in identifying compliance risks, prioritizing tasks using a risk-based approach, and managing the risk profile for Hong Kong operations
- Strong stakeholder management skills to work collaboratively with Ethics & Compliance function, APAC business leadership, and local Hong Kong team
- Experience integrating corporate compliance programs into local processes, procedures, and controls
- Knowledge of trade compliance, supply chain and vendor risk management, due diligence, and oversight
- Capability to support strategic initiatives such as M&A diligence, integration, and alignment with business growth plans
- Proficiency in performing due diligence, ongoing oversight, data analytics, and preparing reports/dashboards
- Familiarity with Hong Kong laws and regulations, including personal data protection, and ability to implement controls for supply chain, AVR, and vendors
- Skills in managing approvals for gifts, hospitality, entertainment, and implementing monitoring plans, audits, and training programs
Responsibilities
- Advise and guide the Hong Kong business on Compliance matters aligned to the business model and related risk profile
- Implement and oversee applicable compliance policies, processes, and procedures
- Perform due diligence and ongoing oversight for vendors, buyers, aggregators, and other third parties connected with the Hong Kong business
- Manage the Compliance Risk Framework for Hong Kong, ensuring appropriate risk mitigation is established, monitored, and reported
- Work with key stakeholders to incorporate emerging or developing risks into Hong Kong Compliance framework and processes
- Provide support to the Assurant Privacy Office in meeting Hong Kong’s laws and regulations for the protection of personal data
- Implement controls and risk management efforts for Supply Chain, Asset Value Recovery, and other key vendor groups
- Engage with Corporate Ethics & Compliance on the implementation of trade compliance controls for Hong Kong market
- Manage and oversee the approvals process for business gifts, hospitality, and entertainment for Hong Kong business
- Implement the annual Compliance monitoring plan and track mitigation actions arising from oversight activities – audits, remote monitoring, and data analytics
- Prepare reports and dashboards demonstrating progress on risk mitigation for Hong Kong
- Perform data analytics on key risk indicators, monitoring for unusual fluctuations in key metrics
- Ensure Hong Kong team completes required ethics & compliance training and provide specialized training on specific Compliance matters
- Support Inventory Management, Inventory counts, and reporting
Skills
Key technologies and capabilities for this role
Questions & Answers
Common questions about this position
What is the employment type for this Compliance Manager role?
The position is full-time.
Is this Compliance Manager position remote or based in a specific location?
The role is based in Hong Kong, managing a trial warehouse sales operation there.
What key responsibilities or skills are required for the Compliance Manager role?
Key responsibilities include implementing and overseeing the Compliance Program, managing compliance risks using a risk-based approach, performing due diligence on vendors and third parties, and integrating corporate compliance into local processes.
What is the company culture like for this role at Assurant?
The role emphasizes collaborative work with key stakeholders in Ethics & Compliance and APAC business leadership, building relationships to integrate compliance into decision-making, and embedding ethical values and compliance with laws into business conduct.
What makes a strong candidate for this Compliance Manager position?
Strong candidates will have experience establishing compliance programs tailored to specific regional risks, managing risk frameworks, conducting due diligence on third parties, and collaborating with business leaders and corporate teams, particularly in Hong Kong or APAC contexts.
Assurant
Provides risk management and insurance solutions
About Assurant
Assurant provides risk management solutions that focus on protecting major consumer purchases, particularly in mobile devices, electronics, and smart technology. The company offers insurance products and extended service contracts that help consumers safeguard their investments in high-value items. When a product is damaged or malfunctions, Assurant also provides repair services to restore it efficiently. This approach helps clients minimize financial losses from unexpected events. Assurant generates revenue through the sale of insurance policies, service contracts, and repair services. Unlike many competitors, Assurant emphasizes diversity, equity, and inclusion within its corporate culture, which enhances its ability to serve a diverse customer base. The company's goal is to support consumers and businesses in maintaining their day-to-day operations while protecting their investments.
New York City, New YorkHeadquarters
1892Year Founded
IPOCompany Stage
Financial Services, Consumer GoodsIndustries
10,001+Employees
Benefits
Health Insurance
Hybrid Work Options
Professional Development Budget
Risks
Integration challenges from acquiring iSmash may affect operational efficiency.
Regulatory scrutiny from acquiring American Lease Insurance could pose compliance challenges.
Cultural clashes from acquiring American Financial & Automotive Services may impact operations.
Differentiation
Assurant specializes in risk management for mobile devices and electronics globally.
The company offers insurance, service contracts, and repair services for high-value items.
Assurant's DEI commitment fosters innovation and enhances customer understanding.
Upsides
Increased demand for mobile device insurance due to remote work trends.
5G expansion drives demand for new devices and related insurance products.
Acquisition of iSmash enhances Assurant's tech repair service capabilities.
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