Compliance Analyst - FCM (Futures Commission Merchant) at Crypto.com

United States

Apply Now

Not SpecifiedCompensation

Mid-level (3 to 4 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, CryptocurrencyIndustries

Requirements

Bachelor's degree in Finance, Economics, or Business, or equivalent work experience
3+ years in Compliance in financial services, or equivalent experience
Knowledge of trade surveillance systems is a plus
Excellent written and oral communication skills
Proven ability to manage projects and work independently to bring projects to completion in a fast-paced environment
Demonstrated ability to successfully multitask and prioritize job responsibilities

Responsibilities

Support the Chief Compliance Officer in overseeing governance and implementation of FCM’s policies and procedures, written supervisory procedures, and related documentation
Support the Chief Compliance Officer in responding to NFA, CFTC, Exchange, internal and other external exams, audits, reports and regulatory requests
Conduct surveillance of potential violations of Exchange rules and CFTC prohibited trading practices by assessing order and trading activity alerts
Assist Operations in the implementation and monitoring of surveillance systems alert rules
Assist with the creation, development, and review of surveillance rules, alerts and procedures
Identify and investigate regulatory issues that arise from FCM customer activity
Support the implementation of AML/KYC, sales solicitations, and marketing material reviews
Support Compliance in new product and business plan implementations, including compliance training
Formulate and implement compliance solutions as well as assess their effectiveness

Skills

Trade Surveillance

AML

KYC

NFA Regulations

CFTC Regulations

Regulatory Investigations

Compliance Policies

Surveillance Systems

Regulatory Reporting

Compliance Training

Crypto.com

Cryptocurrency trading and financial services platform

About Crypto.com

Crypto.com provides a platform for trading and managing cryptocurrencies, catering to over 100 million customers worldwide. Users can buy, sell, and store various cryptocurrencies while benefiting from services like transaction processing and card issuance. The platform generates revenue primarily through transaction fees and premium services, ensuring a secure and user-friendly experience. What sets Crypto.com apart from its competitors is its strong focus on regulatory compliance, security, and privacy certifications, which builds trust among users. The company's goal is to accelerate cryptocurrency adoption, aiming to have 'Cryptocurrency in Every Wallet™' and to support builders and entrepreneurs in creating a more equitable digital ecosystem.

Central and Western District, Hong KongHeadquarters

2016Year Founded

$24.3MTotal Funding

SERIES_ACompany Stage

Fintech, Crypto & Web3Industries

5,001-10,000Employees

Benefits

Competitive compensation package.

Huge responsibilities from Day 1: Be the owner of your own learning curve. The possibilities are limitless and depend on you

International company and team

Risks

Regulatory challenges in South Korea could pose compliance risks.

Integration of traditional financial instruments may expose new regulatory risks.

Expansion into Dubai involves navigating complex regulatory landscapes.

Differentiation

Crypto.com offers the world's largest crypto card program with Visa.

The company integrates traditional finance with crypto through strategic acquisitions.

Crypto.com is a leader in regulatory compliance, security, and privacy certifications.

Upsides

Acquisition of Orion expands product offerings in the UAE's crypto-friendly environment.

Growing interest in crypto-based loyalty programs enhances Visa card offerings.

Eco-friendly blockchain solutions align with Crypto.com's sustainability goals.

Land your dream remote job 3x faster with AI

Try Jobo Free