Compliance Analyst at Northern Trust

Chicago, Illinois, United States

Not SpecifiedCompensation

Junior (1 to 2 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial Services, Asset Management, Investment ManagementIndustries

Bachelor's Degree
1-3 years of related experience
Knowledge of applicable laws and regulations, usually acquired through formal education or experience
Analytical and communication skills required to analyze and summarize information
Organizational skills required to coordinate compliance activities

Analyzes and supports business partners with advice on applicable laws, regulations, rules and standards, including keeping them informed of developments or changes that may affect their area (with guidance from senior team members)
Supports the establishment of written guidance on the appropriate implementation of Compliance programs and laws, regulations, rules and standards, through policies and procedures and other documents, such as Compliance manuals, internal codes of conduct and practice guidelines (with guidance from senior team members)
Assists senior management in developing and administering Compliance programs
Supports compliance and risk data analytics and metrics to enhance Compliance risk assessments and assess the appropriateness and effectiveness of the company's Compliance procedures and guidelines
Identifies situations which may pose significant risk and guides management in developing policies and/or procedures that minimize such risk
Interacts with business partners, clients, regulators, and internal and external auditors on regulatory topics
Operates with the support of experienced staff and senior management
Develops into serving as a subject matter expert for regulatory investment compliance matters