A College or University degree and/or entry level auditing experience in a financial institution
Knowledge of auditing in the financial services industry and related work experience
Professional certifications (e.g., CRCM, CIA, CPA) and/or an MBA along with demonstrated knowledge in select areas (e.g., regulatory compliance, risk management, etc.) are preferred
Analytical and organizational skills necessary to conduct audits
Excellent verbal and written communication (i.e., report writing)
Results oriented, focused on completing projects timely and of high quality
Responsibilities
Evaluate the adequacy and effectiveness of internal controls
Assist in determining the audit scope and audit testing approach, in conjunction with the Auditor In Charge and Audit Manager
Apply analytical skills to review information and determine potential control weaknesses
Understand and execute test steps to assess the design and operating effectiveness of the control and/or control environment
Complete and document a high quality summary of findings for review
Participate in meetings with business units to communicate audit results as well as validating findings with business management
Apply data analytics methods to facilitate the evaluation of risks and controls
Support on issue tracking and validation testing of closure of issues
Contribute to the further enhancement of the audit services process and provide input to special projects, as assigned
Develop a thorough understanding of the Northern Trust Audit Methodology and adhere to all applicable Department Standards