Senior BSA/AML Advisor
MercurySalary not specified
- Full Time
- Senior (5 to 8 years)
Not SpecifiedCompensation
Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, ComplianceIndustries
Requirements
Candidates should possess a Bachelor’s degree in Finance, Business Administration, or a related field, and have a minimum of 7 years of experience in Anti-Money Laundering (AML) compliance, with at least 3 years in a managerial role. Strong knowledge of US, Canadian, and Mexican AML regulations, as well as relevant fraud trends and typologies, is required. Preferred certifications such as Certified Anti-Money Laundering Specialist (CAMS) are highly desirable, along with excellent analytical and communication skills.
Responsibilities
The Anti-Money Laundering (AML) Fraud Compliance Advisor Manager will provide AML compliance advice to Capital One’s credit card lines of business and the AML Fraud investigations group, supporting corporate initiatives and lines of business processes to ensure compliance with applicable AML laws and regulations. They will review issues generated by lines of business, provide guidance on remediation, escalate complex issues, and manage targeted tests on lines of business controls. The role involves maintaining subject matter expertise on AML regulations and fraud trends, conducting control assessments, evaluating internal audit findings, and advising on the application of AML compliance requirements across various initiatives, including new product launches and mergers. Furthermore, the manager will actively participate in compliance testing, assist in capturing and analyzing compliance data, and support lines of business through expert advice and engagement.
Skills
AML Compliance
US AML Regulations
Canadian AML Regulations
Mexican AML Regulations
Fraud Trends
Fraud Typologies
Analytical Skills
Communication Skills
Control Assessments
Compliance Testing
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
Key Metrics
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees