Anti-Bribery and Anti-Corruption Compliance Analyst at Vanguard

Malvern, Pennsylvania, United States

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Not SpecifiedCompensation

Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Minimum of five years related work experience
Undergraduate degree or equivalent combination of training and experience
Comfortable working in a critical regulatory role
Project management skillset
Experience with ABAC laws, regulations, and frameworks preferred
Experience with Anti-Financial Crimes preferred
Experience with Sanctions Compliance preferred

Responsibilities

Leads day-to-day Anti-Bribery and Anti-Corruption (ABAC) compliance monitoring, due diligence, and identity management activities, with additional support for global sanctions compliance. May oversee and guide junior team members in executing these responsibilities
Conducts and leads internal due diligence reviews to identify high-risk entities and individuals, leveraging established scoring models. Partners with senior stakeholders to enhance the ABAC and sanctions due diligence framework
Analyzes due diligence reports and escalated cases, resolving complex or unusual issues in alignment with regulatory expectations. Collaborates with management to address the most sensitive or high-impact matters
Prepares internal and external reports related to ABAC and sanctions compliance, ensuring alignment with regulatory requirements and internal policies
Develops and delivers ABAC and sanctions-related training and educational sessions for broader compliance audiences, fostering a culture of integrity and awareness
Maintains deep knowledge of global ABAC and sanctions regulations, industry trends, and enforcement actions. Serves as a consultant on compliance related issues. Acts as a subject matter resource and liaison to regulatory bodies as needed
Partners across Vanguard business units and with international compliance teams to ensure consistent application of ABAC and sanctions controls and to support enterprise-wide risk mitigation initiatives
Participates in special projects and other duties as assigned, contributing to the continuous improvement of Vanguard’s global compliance program

Skills

ABAC Compliance

Sanctions Compliance

Due Diligence

Risk Scoring Models

Regulatory Reporting

Compliance Training

Identity Management

Stakeholder Collaboration

Vanguard

Client-owned investment management firm offering low-cost funds

About Vanguard

Vanguard provides financial services with a focus on investment management. The company offers a variety of products, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and 401k rollovers, aimed at individual investors, financial advisors, and institutions. Vanguard's unique ownership structure means it is owned by its funds, which are in turn owned by the clients, allowing it to prioritize the needs of its investors over external shareholders. This model enables Vanguard to offer low-cost investment options, as it primarily earns revenue through management fees that are generally lower than industry standards. Additionally, Vanguard provides personalized investment advisory services, charging fees based on the assets managed. The company's goal is to help clients grow their wealth and achieve their financial objectives through effective investment strategies, while maintaining a competitive performance track record.

Kline Township, PennsylvaniaHeadquarters

1975Year Founded

SECONDARYCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Best-in-class medical, dental & vision coverage

Onsite health clinic & fitness center

Health Smart Rewards program

Vanguard Retirement Savings Plan

Education Benefits

PTO

Family Planning Benefist

Parental leave

Personal development opportunities

Volunteer Time Off

Risks

Competition from AI-driven platforms like Writer challenges Vanguard's traditional advisory services.

Vanguard's stake in Steelcase exposes it to the volatile furniture market.

New active bond ETFs may struggle in a low-yield environment with increasing competition.

Differentiation

Vanguard is client-owned, aligning its interests with investors, unlike traditional firms.

The firm offers low-cost investment products, making it attractive to cost-conscious investors.

Vanguard's ownership structure allows it to focus on long-term investor value.

Upsides

Vanguard's new active bond ETFs offer diversified, low-cost fixed income options.

The acquisition of Steelcase shares diversifies Vanguard's portfolio into the furniture industry.

Launching the International Dividend Growth Fund appeals to investors seeking sustainable dividend growth.

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