Manager, Tax & Compliance
GranicusSalary not specified
Full Time
Expert & Leadership (9+ years)
AML Sr Investigator III- List Screening Operations (LSO) at Capital One
McLean, Virginia, United States
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Banking, Financial Services, ComplianceIndustries
Requirements
- High School Diploma, GED or equivalent certification
- At least 3 years of Anti-Money Laundering (AML) experience within financial services
- At least 2 years of people management experience
Responsibilities
- Operational Management: supervise daily workflow, operational queues, and metrics
- Manage, develop, train, and lead a team of investigators
- Write and deliver performance reviews, including development action plans
- Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews
- Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendations
- Report (verbally and written) potential findings to management in a timely manner
- Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
- Serve as Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
Skills
Key technologies and capabilities for this role
Questions & Answers
Common questions about this position
What is the salary range for this AML Sr Investigator III position?
This information is not specified in the job description.
Is this a remote position or does it require working in an office?
This information is not specified in the job description.
What are the basic qualifications for this role?
Candidates need a High School Diploma, GED or equivalent, at least 3 years of Anti-Money Laundering (AML) experience within financial services, and at least 2 years of people management experience.
What leadership responsibilities does this role involve?
The role includes direct supervision, development, training, and education of a team of investigators, managing workflow, writing performance reviews, and leading the team.
What preferred qualifications will make my application stand out?
Preferred qualifications include a Bachelor’s Degree, 4+ years of AML experience, 3+ years of people management, 1+ year of process management, and certifications like CAMS or CGSS.
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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