Sr. IT Financial Controls Risk Auditor at Voya Financial

Hartford, Connecticut, United States

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Bachelor’s Degree
Professional Designation/Advanced Degrees preferred (i.e. CISA)
3+ years direct experience in IT Auditing
SOX and IT SOC1/SOC2 controls testing experience required
Knowledge of the financial services industry (Retirement Services, Investments and Employee Benefits) is a plus
Risk analysis and controls assessment knowledge
Excellent knowledge and hands on experience of Logical Access, Change Management, Interfaces, SDLC/system conversion and General Computer Control testing
Meeting facilitation, negotiation, time management, and organization skills
Proficient with MS Office tools: MS Word, MS Excel, and other business software
Effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
Ability to establish and maintain harmonious working relationships across different teams and locations
Change management skills including the ability to lead and work in a dynamic environment

Responsibilities

Assists in executing the risk based IT SOX, SOC1, SOC2 and MAR test plan which includes facilitating walkthroughs, performing test of design, developing test steps for test of execution, collecting evidence, testing, evaluation of confirmed deficiencies and providing status updates to management
Facilitates completion of all IT testing by assigned deadlines in accordance with professional auditing standards, VOYA requirements, and external auditor guidelines
Improves efficiency and effectiveness of IT testing and makes recommendation to Manager using analytics or risk based approach; provides recommendations to management on control design and optimization opportunities
Performs detailed self and/or first level review of workpapers to ensure accurate and complete control testing was performed and evidenced
Leverages knowledge in the business, systems, financial and legal issues of the business unit in order to provide high quality recommendations on the control environment and respond to the advisory needs of the business
Participates as a controls specialist in remediation projects; coordinates timing and extent of testing for remediated controls
Executes or participates special projects as needed to support Finance and business units

Skills

SOX

SOC1

SOC2

IT General Controls

Risk Assessment

Auditing

Walkthroughs

Test of Design

Test of Execution

Evidence Collection

Voya Financial

Provides financial services and retirement solutions

About Voya Financial

Voya Financial offers a range of financial services, including retirement plans, investment management, and insurance products, to help individuals and businesses achieve financial wellness. Their services cater to individuals seeking retirement planning, employers looking to enhance employee benefits, and institutions needing tailored investment management. Voya stands out from competitors through its commitment to inclusiveness and corporate responsibility, which helps attract clients and talent. The company's goal is to build long-term relationships with clients, ensuring they achieve financial confidence and a fulfilling life.

New York City, New YorkHeadquarters

2014Year Founded

IPOCompany Stage

Fintech, Financial ServicesIndustries

5,001-10,000Employees

Benefits

Health Savings Account (HSA)

Flexible Spending Accounts (FSA)

Rally wellness program

Employee Assistance Program (EAP) and Work Life Services

Behavioral Health Family Support Program

Livongo support for diabetes, hypertension, and weight management

AccessHope cancer support

Wellthy caregiving assistance

Back-up child care and elder care

Health Advocate

ABLE accounts

Legal insurance

Identity theft protection

Voya Foundation Matching Gift Program

Risks

Increased competition from fintech companies may erode Voya's market share.

Operational challenges in integrating OneAmerica's business could affect service quality.

Regulatory scrutiny on fees may impact Voya's pricing strategies and profitability.

Differentiation

Voya's commitment to inclusiveness and corporate responsibility sets it apart in the market.

The acquisition of OneAmerica's retirement plan business expands Voya's client base significantly.

Voya's focus on digital financial planning tools enhances client engagement and satisfaction.

Upsides

Voya's ESG commitment aligns with the growing investor focus on sustainable investing.

The financial wellness market's growth offers significant opportunities for Voya's programs.

AI integration in investment management can enhance Voya's strategies and client outcomes.

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