Sr. Audit Manager
M&T BankSalary not specified
Full Time
Senior (5 to 8 years)
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Wealth ManagementIndustries
Requirements
- Ability to perform planning for complex audits, including preparing process flows/narratives, audit scopes, rationales, and utilizing CAATs
- Ability to ensure accurate and complete testing of key controls per standards, including reviewing/approving audit programs, staff assignments, testing, CAATs reports, issues, and conclusions
- Ability to review/prepare draft audit reports based on audit complexity
- Ability to perform continuous monitoring, business surveillance, and assist with special projects
- Ability to develop relationships with clients in the Line of Business (LOB)
- Ability to respond timely to requests from executive and senior management
- Ability to provide consultation on new systems, products/services, processes, and related controls
- Ability to monitor client progress on high-risk issues and follow up with management
- Ability to discuss audit recommendations and reports with Voya management
- For Audit Senior (Level II): Demonstrates ability to lead an audit independent of senior level staff, assume lead role in client relationship management, and proactively identify risks/issues
- For Audit Senior (Level I): Demonstrates ability to [incomplete in description]
Responsibilities
- Direct daily progress of individual audit assignments and provide guidance to assigned Auditors
- Evaluate risk and controls, design audit procedures to ensure controls mitigate losses and meet regulatory requirements, and identify opportunities to improve operational efficiency
- Prepare process flows/narratives of major processes to identify risks, assess key controls, and develop testing strategies
- Prepare audit scopes and rationales
- Identify opportunities to enhance audits using CAATs
- Review and approve audit programs, staff assignments, testing performed, CAATs reports, potential issues, and conclusions
- Review/prepare draft audit reports
- Perform continuous monitoring, business surveillance, and assist with special projects as assigned by Audit Director/Senior Manager
- Develop relationships with LOB clients
- Respond to executive/senior management requests on critical issues
- Provide consultation on implementation of new systems/products/services/processes and related controls
- Monitor and follow up on client's resolution of high-risk issues
- Discuss audit recommendations/reports with Voya management
Skills
Internal Audit
Risk Assessment
Control Testing
Audit Procedures
Regulatory Compliance
Operational Efficiency
Wealth Management Auditing
Voya Financial
Provides financial services and retirement solutions
About Voya Financial
Voya Financial offers a range of financial services, including retirement plans, investment management, and insurance products, to help individuals and businesses achieve financial wellness. Their services cater to individuals seeking retirement planning, employers looking to enhance employee benefits, and institutions needing tailored investment management. Voya stands out from competitors through its commitment to inclusiveness and corporate responsibility, which helps attract clients and talent. The company's goal is to build long-term relationships with clients, ensuring they achieve financial confidence and a fulfilling life.
New York City, New YorkHeadquarters
2014Year Founded
IPOCompany Stage
Fintech, Financial ServicesIndustries
5,001-10,000Employees