Senior Risk Analyst
SignifydSalary not specified
Full Time
Senior (5 to 8 years)
Not SpecifiedCompensation
Mid-level (3 to 4 years), Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Finance, BankingIndustries
Requirements
- Bachelor’s Degree
- At least 2 years of experience in Control Testing, Auditing, or a combination of these experiences
- Understanding of the risk management framework and techniques
- Strong research and analytical skills to gather data/information for risk and controls analysis
- Strong interpersonal skills
- Clear written and verbal communication skills
- Sound judgment in recommending and implementing resolutions
Responsibilities
- Lead multiple meetings with LOBs (i.e., Kick-Off meetings to set testing expectations, walkthroughs to better understand the design and execution of controls, deliver test results to the LOBs)
- Establish and maintain effective engagements with Risk Advisors and LOBs to provide business value through robust and effective assessments of the control environment
- Perform control tests of Design Effectiveness and Operational Effectiveness across multiple LOBs and document test results in accordance with the Enterprise Control Standard methodology
- Assess business process adherence to applicable laws, regulatory requirements, business requirements, and controls
- Understand regulatory and business process environment changes and the impact of those changes to current and upcoming tests
- Be resilient, open, and have the ability to adapt to change effectively and efficiently
- May be assigned / rotated across related sub-functions including but not limited to sub-functions
- All other job-related duties that may be assigned from time to time
- Develop and perform independent testing of controls accurately and timely in adherence with the Enterprise Control Standard methodology
- Build and execute tests across various Finance Lines of Business (LOBs)
- Support FRM’s overall objective of ensuring the Finance Division maintains an effective risk and control management environment
- Execute robust and proactive risk management programs, partnering with and influencing key stakeholders to achieve business value while ensuring Finance is operating within enterprise risk management frameworks, and enabling a strong culture of risk management that’s adaptable to a changing environment
Skills
Control Testing
Auditing
Risk Management
Analytical Skills
Stakeholder Engagement
Communication Skills
Data Analysis
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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