Senior Compliance Analyst
EarnestSalary not specified
Full Time
Junior (1 to 2 years)
Senior Staff Auditor, Consumer Lending: Credit Card Audits (Hybrid) at Capital One
McLean, Virginia, United States
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, BankingIndustries
Requirements
- Bachelor's Degree or military experience
- At least 2 years of experience in auditing, accounting, financial analysis, risk management, compliance, or a combination
- Preferred: Master’s Degree in Auditing, Accounting, Information Systems, or Master of Business Administration
- Preferred: Certified Internal Auditor (CIA) or Certified Public Accountant (CPA)
- Preferred: 2+ years of experience in banking, financial services industry, professional services firm serving large banks, or a combination
- Preferred: 2+ years of experience performing data analysis in support of internal auditing
- Critical thinker who understands business and control environments
- Focus on quality, timeliness, adaptability to change, intellectual curiosity
- Ability to build influential relationships based on trust and shared risk objectives
- Strong understanding of data, innovation, and technology for auditing
- Passion for coaching, leading by example, fostering trust and collaboration
Responsibilities
- Perform risk assessments of business activities and relevant testing based on risks and processes
- Assist in communicating issues, risks, and recommendations to all levels of management
- Operate independently, ensure work is completed on schedule and meets high-quality standards
- Develop and maintain strong working relationships with key business partners and the Audit group
- Leverage data and analytical tools during planning and fieldwork phases of audits
- Proactively follow up on agreed audit actions to ensure management commitments are met on time
- Proactively seek learning opportunities to enhance skills and competencies
Skills
Risk Assessment
Audit Testing
Compliance Audits
Data Analytics
Analytical Tools
Operational Audits
Financial Controls
Credit Card Auditing
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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