Senior Manager Risk & Compliance at Fidelity Investments

Westlake, Texas, United States

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Not SpecifiedCompensation

Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level

Full TimeJob Type

UnknownVisa

Financial ServicesIndustries

Requirements

Bachelor’s degree or equivalent experience
Experience in fraud risk management or related fields
Experience supporting governance, policy development, or risk assessment programs
Familiarity with cyber fraud, technology risk, and privacy considerations
Strong analytical and problem-solving capabilities
Ability to manage multiple priorities in a dynamic environment
Aptitude for identifying fraud trends and recommending preventive measures
Experience contributing to the development of tools and processes for proactive risk identification
Excellent stakeholder management and project coordination skills
Strong communication and collaboration skills, with the ability to influence and build relationships across teams
Solid understanding of fraud risk management principles and their application in a financial services environment
Ability to analyze and manage information to support risk-based decision-making
Proven interpersonal skills to work effectively with diverse stakeholders
Demonstrated ability to lead initiatives and contribute to strategic discussions within the fraud risk domain

Responsibilities

Contribute to the design and implementation of the enterprise Fraud Prevention Program
Support the development and refinement of fraud-related policies, standards, and business requirements
Partner with business units to ensure alignment with fraud risk controls and regulatory obligations
Assist in communicating program goals and updates to stakeholders across the firm
Collaborate with cross-functional teams to identify opportunities for program improvement and risk mitigation
Help maintain a framework that promotes transparency, structured decision-making, and proactive fraud risk management

Skills

Key technologies and capabilities for this role

Fraud Risk ManagementRisk PoliciesComplianceFraud PreventionRegulatory AlignmentStakeholder ManagementCross-functional CollaborationStrategic Decision-making

Questions & Answers

Common questions about this position

What is the work arrangement for this role?

Most roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles.

What salary or compensation is offered for this position?

This information is not specified in the job description.

What key skills are required for the Senior Manager Risk & Compliance role?

Required skills include strong communication and collaboration, solid understanding of fraud risk management principles in financial services, strong analytical and problem-solving capabilities, experience in fraud risk management or related fields, and excellent stakeholder management and project coordination skills.

What is the team structure like for this position?

The role is highly collaborative, working across multiple business units including Fraud Detection, Recovery, Investigations, Legal, Compliance, Cybersecurity, and other risk and control functions within Fidelity’s Risk and Control (FRC) team.

What makes a strong candidate for this role?

A strong candidate brings a Bachelor’s degree or equivalent, proven experience in fraud risk management, policy development, or risk assessment, familiarity with cyber fraud and technology risk, and demonstrated ability to lead initiatives and manage stakeholders effectively.

Fidelity Investments

Investment management and financial services provider

About Fidelity Investments

Fidelity Investments offers a range of financial services and tools designed to help individuals manage their investments and stay informed about the markets. Their products include mobile applications and market monitoring tools that provide users with real-time market quotes, news, and trading capabilities. For example, the Fidelity Market Monitor for Glass delivers daily market quotes directly to Google Glass, while the Fidelity app for Windows Phone 8 allows users to access news and trading tools on their mobile devices. Additionally, features like the Watch List Visualization for iPad help users track stock price changes over time using a heatmap. What sets Fidelity apart from its competitors is its focus on integrating new technologies and user-friendly interfaces to enhance the investment experience. The goal of Fidelity Investments is to empower individuals with the information and tools they need to make informed financial decisions.

Boston, MassachusettsHeadquarters

1946Year Founded

$120,238.8MTotal Funding

DEBT_FINANCINGCompany Stage

Fintech, Financial ServicesIndustries

10,001+Employees

Benefits

Health Insurance

Mental Health Support

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Unlimited Paid Time Off

Parental Leave

Student Loan Assistance

Tuition Reimbursement

Risks

Loss of key personnel like Gita Bal may impact Fidelity's research capabilities.

Increased competition from Vanguard's new division could draw clients away from Fidelity.

Potential reputational risk from Bitcoin ETF outflows could affect Fidelity's offerings.

Differentiation

Fidelity Labs offers innovative beta products like Market Monitor for Google Glass.

Fidelity's mobile solutions are available on multiple platforms, including Windows Phone and iPad.

Fidelity's Open Limit Order Visualization provides unique insights into order execution proximity.

Upsides

Increased adoption of wearable tech could boost Fidelity's mobile solutions.

Growing interest in Bitcoin ETFs suggests expansion in Fidelity's digital asset offerings.

Rise of AI could benefit Fidelity's data analytics and AI-driven investment strategies.

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