Senior Manager, Risk at Fidelity Investments

Westlake, Texas, United States

Fidelity Investments Logo
Not SpecifiedCompensation
Senior (5 to 8 years), Expert & Leadership (9+ years)Experience Level
Full TimeJob Type
NoVisa
Financial ServicesIndustries

Requirements

  • Bachelor’s degree required; equivalent experience considered
  • 5+ years of experience in fraud, risk management, audit, or compliance within financial services
  • Strong knowledge of risk management practices and frameworks
  • Familiarity with systems such as Archer
  • Excellent analytical and problem-solving skills
  • Understanding of investment products (preferred)
  • Proven ability to identify and mitigate fraud risks
  • Proficiency in documenting and maintaining comprehensive control statements
  • Experience in risk assessment and control evaluation
  • Strong verbal and written communication skills
  • Decisive, action-oriented, and solution-focused mindset
  • Critical thinker with curiosity and creativity to challenge current practices and recommend improvements
  • Ability to manage multiple priorities in a fast-paced environment with minimal supervision

Responsibilities

  • Identify and mitigate fraud risks across Fidelity’s products and business units
  • Execute risk assessments
  • Document key controls
  • Collaborate with partners to strengthen the enterprise fraud risk management framework
  • Support end-to-end risk assessment processes
  • Help stakeholders identify risks for existing initiatives
  • Promote a strong control environment by documenting risk and control statements
  • Champion process improvements
  • Manage overlap with other compliance programs
  • Make actionable recommendations to enhance fraud prevention
  • Adapt to changing priorities and work on multiple projects simultaneously
  • Foster an inclusive team environment

Skills

Fraud Risk Management
Risk Assessment
Control Documentation
Archer
Analytical Skills
Problem-Solving
Financial Services Compliance
Audit
Risk Frameworks
Investment Products
Process Improvement
Communication Skills

Fidelity Investments

Investment management and financial services provider

About Fidelity Investments

Fidelity Investments offers a range of financial services and tools designed to help individuals manage their investments and stay informed about the markets. Their products include mobile applications and market monitoring tools that provide users with real-time market quotes, news, and trading capabilities. For example, the Fidelity Market Monitor for Glass delivers daily market quotes directly to Google Glass, while the Fidelity app for Windows Phone 8 allows users to access news and trading tools on their mobile devices. Additionally, features like the Watch List Visualization for iPad help users track stock price changes over time using a heatmap. What sets Fidelity apart from its competitors is its focus on integrating new technologies and user-friendly interfaces to enhance the investment experience. The goal of Fidelity Investments is to empower individuals with the information and tools they need to make informed financial decisions.

Boston, MassachusettsHeadquarters
1946Year Founded
$120,238.8MTotal Funding
DEBT_FINANCINGCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees

Benefits

Health Insurance
Mental Health Support
Hybrid Work Options
401(k) Retirement Plan
401(k) Company Match
Unlimited Paid Time Off
Parental Leave
Student Loan Assistance
Tuition Reimbursement

Risks

Loss of key personnel like Gita Bal may impact Fidelity's research capabilities.
Increased competition from Vanguard's new division could draw clients away from Fidelity.
Potential reputational risk from Bitcoin ETF outflows could affect Fidelity's offerings.

Differentiation

Fidelity Labs offers innovative beta products like Market Monitor for Google Glass.
Fidelity's mobile solutions are available on multiple platforms, including Windows Phone and iPad.
Fidelity's Open Limit Order Visualization provides unique insights into order execution proximity.

Upsides

Increased adoption of wearable tech could boost Fidelity's mobile solutions.
Growing interest in Bitcoin ETFs suggests expansion in Fidelity's digital asset offerings.
Rise of AI could benefit Fidelity's data analytics and AI-driven investment strategies.

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