Regulatory Reporting Manager, 12 Month FTC at PIMCO

London, England, United Kingdom

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Not SpecifiedCompensation

Senior (5 to 8 years)Experience Level

Full TimeJob Type

UnknownVisa

Asset Management, FinanceIndustries

Requirements

Expertise in global regulatory transaction reporting across jurisdictions such as EMIR, ASIC, MAS, and SFTR
Experience in regulatory reporting programs, ensuring alignment with regulatory requirements and business objectives
Strong analytical skills for detailed analysis against internal source systems and regulatory specifications
Ability to collaborate with internal teams (legal, compliance, technology, client-facing) and external stakeholders
Knowledge of client and funds engagement models in a regulatory context
Experience driving automation, standardization, and data quality initiatives
Supervisory experience in technical data analysis and team management
Proficiency in producing metrics, developing tracking systems, and managing SLAs/RACI matrices
Familiarity with trade reporting processes, errors and omissions handling, and onboarding/static data requirements

Responsibilities

Contribute to the global G20 and SFTR transaction reporting program supporting EMIR, ASIC, MAS, SFTR, etc., ensuring alignment with regulatory requirements and business objectives
Shape and own the process and support model for client-facing and funds teams’ engagement globally regarding transaction reporting requirements
Coordinate technical regulatory transaction reporting inquiries from clients and funds, performing detailed analysis against internal source systems and regulatory specifications to validate reporting accuracy and completeness
Collaborate with internal and external reporting parties, as well as legal and compliance teams, to resolve reporting issues
Serve as a subject matter expert and primary interface for PIMCO’s client-facing teams, aligning on services, prioritization, and managing expectations
Act as an escalation point for reporting exceptions and structural reporting challenges
Drive automation and standardization initiatives for client and funds reporting solutions based on business needs and demand
Provide insights and feedback through client-facing and funds channels to improve the reporting process, addressing recurring issues such as false positives or timing discrepancies
Supervise team members in technical data analysis and manage all aspects of client and funds engagement
Produce internal metrics on client and funds engagement and success factors for senior stakeholders
Develop and implement a tracking system to monitor the scope of support activities
Establish and manage an approval and prioritization process for new and non-standard reporting requests
Define, implement, and align RACI matrices and Service Level Agreements (SLAs) with key internal teams
Prioritize and track reporting enhancements in collaboration with internal and external stakeholders
Coordinate calculations and communications related to ‘errors and omissions’ in reporting
Partner with the onboarding team to support new account regulatory reporting and static data requirements, and collaborate with the legal team to ensure investment management agreements align with reporting capabilities and processes
Work closely with technology teams and vendors to develop and enhance reporting tools and workflows
Assist in the continuous improvement of PIMCO’s trade reporting processes