Senior Enterprise Risk Management Specialist
Spring HealthSalary not specified
Full Time
Senior (5 to 8 years)
Principal Associate - Network Participant Risk Oversight at Capital One
Richmond, Virginia, United States
Not SpecifiedCompensation
Senior (5 to 8 years)Experience Level
Full TimeJob Type
UnknownVisa
Financial Services, Banking, PaymentsIndustries
Requirements
- High School Diploma, GED, or equivalent certification
- At least 3 years of risk management experience within the financial services industry
- At least 2 years of experience in a related field (inferred from incomplete listing)
Responsibilities
- Develop and administer a governance and process framework for NPRM related training, engagement models and execution against ORM and ERM requirements
- Support 2nd line effective challenge activities
- Develop training/support 1LOD in developing training related to NPRM
- Analyze data to proactively identify risks and trends
- Provide guidance and support during audits and exams
- Ensure NPRM program governance is documented and perform and support program assessments to identify opportunities for improvement and/or problem/gap remediation needs
- Consult on Issue/Event analysis and reporting functions to observe trends and provide insights on changes to the Network Participant risk environment
- Collaborate effectively across multiple organizations such as Operational Risk Management, Risk Oversight Programs, Enterprise Risk Management, Business Risk Office, Internal Audit, etc., to achieve objectives
- Demonstrate problem-solving and analysis skills with attention to detail
- Demonstrate strong communication, collaboration, and problem solving skills
- Balance multiple priorities to help drive business value and support team objectives, while managing tasks and activities related to risk management initiatives to support the Network Participant Risk Management team in a well-managed capacity
- Assist in the development of risks, issues and/or mitigation plans to ensure the business implements needed changes and addresses areas of exposure
Skills
Key technologies and capabilities for this role
Questions & Answers
Common questions about this position
What is the employment type for this Principal Associate role?
This is a full-time position.
Is this role remote or does it require office work?
This information is not specified in the job description.
What key skills are needed for the Principal Risk Associate position?
Principal Risk Associates need a natural passion for managing risk along with strong project, process, and analytical skills to serve as change agents and effectively challenge business leaders.
What is the company culture like for this team at Capital One?
The culture emphasizes an open, collaborative environment where new ideas and solutions are welcomed and rewarded, with a focus on being rigorous, curious, and creative while partnering with stakeholders.
What makes a strong candidate for this Principal Associate role?
Strong candidates have a passion for managing risk, strong project, process, and analytical skills, and the ability to act as change agents challenging business leaders while working collaboratively.
Capital One
Offers diverse financial products and services
About Capital One
Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach includes user-friendly banking solutions with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. They generate revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The company's goal is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.
McLean, VirginiaHeadquarters
2014Year Founded
$15.9MTotal Funding
IPOCompany Stage
Fintech, Financial ServicesIndustries
10,001+Employees
Benefits
Medical, Dental, & Vision coverage
Onsite Health Centers
Prescription saving with network of local pharmacies
Stock Purchase Plan
Education Assistance
401(k)
Flexible Spending Accounts
Life and Disability insurance
Generous paid time off + corporate & floating holidays
Registered dieticians on site, cooking classes and free virtual fitness classes
Employee Assistance Program
Risks
Increased competition in subscription management tools may dilute Capital One's advantage.
Over-reliance on partnerships could expose Capital One to technological risks.
Departure of key personnel like Joe Rodriguez may affect risk management continuity.
Differentiation
Capital One offers user-friendly banking with no fees or minimums for checking accounts.
The company partners with Khan Academy to provide financial literacy education.
Capital One is the first major U.S. bank to offer subscription management tools.
Upsides
Capital One's mobile app is a model for secure, user-friendly digital banking.
Data sharing with Worldpay enhances payment security and fraud prevention.
Partnerships with fintechs like Minna Technologies improve customer experience.
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